- MUFG (Irving, TX)
- …of controls and compliance with Securities and Exchange Commission ( SEC ), Financial Industry Regulatory Authority (FINRA), Commodity Futures Trading Commission ... and/or issues management and remediation for the regulatory requirements of the FRB, SEC , FINRA, OCC, CFTC, NFA and IIROC are required. Experience in the following… more
- MUFG (Irving, TX)
- …work remotely one day. A member of our recruitment team will provide more details. Reporting into the one of the team manager under Director DTO-Americas , this ... trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC , OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act, BSA/AML and… more
- CBRE (Austin, TX)
- …of all financial practices across a $750M enterprise. This position reports to the Vice President , Gov't & Defense, Regulatory and M&A Integration and offers the ... Manager , Government Financial Compliance Job ID 240421 Posted...design, testing, and monitoring of internal controls over financial reporting and business systems, ensuring compliance for both government… more
- Paccar Winch Inc. (Lewisville, TX)
- …groups from within and outside the company ranging from staff to vice president levels. + Working knowledge of SEC rules and regulations and of internal ... entities, and divisions under the guidance of the SOX Manager . + Assist in overseeing SOX methodology, reporting... Manager . + Assist in overseeing SOX methodology, reporting , and compliance efforts, particularly for SOX 404 compliance.… more