- WMCHealth (Poughkeepsie, NY)
- …Internal Applicant link Job Details: Job Summary: The Regional Manager , Compliance reports to the VP , Compliance in ... to violations of compliance issues and collaborates with the VP , Compliance and senior management as appropriate...VP , Compliance to prepare the related remedial or audit plan. + Participates with leadership in identifying and… more
- SMBC (New York, NY)
- …across derivatives and cash trading desks. + Effectively communicate with team members, senior risk management, and audit on strategies related to open issues, ... to expand Counterparty Credit Risk team by adding a VP to the team to lead strategy and to...while engaging with multiple stakeholders on strategic initiatives and audit -related matters. The ideal candidate will have a holistic… more
- TD Bank (New York, NY)
- …disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... on the electronic communications surveillance portfolio and initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …this role. **Job Description:** Preferred Qualifications **Voice Recording Product Manager with deep expertise in enterprise communications infrastructure to manage ... II, Dodd-Frank, FCA, and other global regulations. + Maintain audit readiness for systems storing and processing voice data,...team. **BREADTH & DEPTH:** + Works independently in a senior /lead role on a diverse range of tasks. May… more
- Project Renewal, Inc. (New York, NY)
- …Department: Human Resources Reports to: Interim VP of Human Resources & Senior Manager , Payroll & HRIS. Location: Hybrid (In-person required for the first ... Payroll/HRIS team, work to prepare and verify biweekly payroll data in coordination with Senior Manager Payroll & HRIS, and Dayforce Managed Services. + Review… more
- TD Bank (New York, NY)
- …New York **Specific business/product groups:** TD Bank Group **Reports to:** T. Daris Isbell, VP , Head of US Tax **Position Summary** The Director & Counsel, US Tax ... and business activities + Drafting file memos and documenting tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax… more
- SitusAMC (New York, NY)
- …completed in a timely manner while adhering to all internal control requirements, audit standards, and client service levels. + Work with Director and Asset ... and other functional responsibilities, and provide recommendations for resolution to upline manager . + Perform QC of completed product and communicate results to… more