- American Express (Sunrise, FL)
- …the business activities and inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related ... for administering a comprehensive regulatory compliance program for the Enterprise Technology Services business unit. This business unit includes technology … more
- Santander US (Miami, FL)
- …these topics. 4. Stakeholder Engagement * Liaise with Front Office, Risk, Compliance, Audit , and Technology to help assess and escalate identified issues related ... Swap Dealer Regulation Controls & Operational Oversight - VP Country: United States of America **Your Journey...ensuring high service quality, regulatory compliance, and alignment with internal standards. The role requires a strategic thinker with… more
- MUFG (Tampa, FL)
- …to determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with ... and/or operational risk management, (includes operations, operational risk management, compliance, audit , and third-party risk management within technology and… more
- MUFG (Tampa, FL)
- …and internal policies. . Collaborate with compliance, legal, and audit teams to ensure control frameworks support regulatory examinations and internal ... environments. . Identify risks in cloud resources and collaborate with technology teams, control partners, and business stakeholders. . Ensure controls address… more
- MUFG (Tampa, FL)
- …and internal policies. + Collaborate with compliance, legal, and audit teams to ensure control frameworks support regulatory examinations and internal ... environments. + Identify risks in cloud resources and collaborate with technology teams, control partners, and business stakeholders. + Ensure controls address… more
- Citigroup (Tampa, FL)
- …+ Focuses on controls and governance, including representing the business on internal and external audit responses and remediation/correct action plans + ... including directing new account implementations, investments, and managing relationships with internal and external partners to ensure seamless and efficient product… more
- Citigroup (Tampa, FL)
- …optimizing management of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk, and introducing innovative technologies that ... sector that shapes your daily life, our Operations & Technology teams are charged with a mission that rivals...a mission that rivals any large tech company. Our technology solutions are the foundations of everything we do… more
- Citigroup (Tampa, FL)
- …including Data, Technology , Risk, Independent Compliance Risk Management, and Internal Audit . Excellent communication skills are required to influence a ... and deliverables, especially those related to Regulator requests/requirements as well as internal First, Second and Third Lines of Defense challenges and audits. +… more
- MUFG (Tampa, FL)
- …member of our recruitment team will provide more details. **Job Summary:** The Assistant Vice President (AVP) is considered a subject matter expert with the ... as main point of contact related to SOX testing, internal and external audit requests, issue escalation,...exception items within the space * Coordinate with the VP for support on initiatives, including technology … more
- Cardinal Health (Tallahassee, FL)
- …Cardinal Health. This is a highly visible role that reports to the Senior Vice President of Internal Audit . This role has a broad cross functional reach ... to enhance risk awareness and promote a risk-conscious culture. + Collaborate with internal audit and compliance teams to ensure alignment and coordination of… more