- Citigroup (Charlotte, NC)
- …provide timely audit assurance and influence audit scope + Develop effective line management relationships to ensure strong understanding of the business + Has the ... Subject matter expertise regarding audit technology's application + Effective project management skills + Effective influencing and relationship management … more
- Truist (Charlotte, NC)
- …business. Assist with escalated items as requested from the team and/or Management . Proactively engage partners within the firm to identify areas for improvement ... systems to ensure compliance with firm policies related to advisory account management . Focus on meeting all regulatory requirements pertaining to oversight. +… more
- Truist (Charlotte, NC)
- …and escalate complex matters to Team Lead and/or Divisional Sales Management . + Review of Electronic Correspondence/Social Media Review to ensure compliance ... with Regulatory requirements as well as current firm policy. + Implement and enforce internal compliance related procedures, training and identification of potential harmful trends, sales practice patterns, conflicts of interest or issues that potentially pose… more
- Wells Fargo (Charlotte, NC)
- …Senior Brokerage Relationship Manager to join our Independent Advisor Group as part of Wealth & Investment Management . Learn more about the career areas and ... lines of business at wellsfargojobs (http://www.wellsfargojobs.com/) . **In this role, you will:** + Lead and manage the successful transition of internal and external advisors and teams into the Financial Network (FiNet) channel + Manage client relationships… more
- Wells Fargo (Charlotte, NC)
- …a Retirment Product Business Growth Strategy Consultant in Investment Products as part of Wealth & Investment Management . In this role, you will take inbound ... calls from financial advisors assisting with their employer sponsored retirement plan and IRA opportunities. Learn more about the career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **In this role, you… more
- Wells Fargo (Charlotte, NC)
- …requirements. + Problem solving using data and business knowledge. + Experience with Wealth & Investment Management customer and product data. + Knowledge of ... the modern data stack and experience performing complex data analysis, research, and visualization using tools such as SQL, SAS, PowerBI, Alteryx, etc. + Familiar with large relational databases. + Strong analytical and problem-solving skills with high… more
- First Horizon Bank (Charlotte, NC)
- …Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital markets, fixed ... line of defense and is responsible for executing risk management programs and other first line of defense risk...production. The role works directly with the business unit management teams to identify, manage, monitor and report risk… more
- Wells Fargo (Charlotte, NC)
- …seeking a Senior Business Execution Consultant as part of the Product team within Wealth and Investment Management (WIM) Operations. This team is responsible for ... Consultant will also drive product strategy including development, implementation and change management of business initiatives and programs that align to the WIM… more
- First Horizon Bank (Raleigh, NC)
- …Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital markets, fixed ... Friday, 9:00 AM - 5:00 PM **SUMMARY** This position is responsible for the management of the digital experience for the credit card and lending products that reside… more
- First Horizon Bank (Charlotte, NC)
- …Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital markets, fixed ... internal auditor with a deep understanding of banking and financial risk management ; + provide critical assurance and advisory services on the governance, risk… more