- KeyBank (Albany, NY)
- …the local community. + Develops and maintains an in-depth knowledge of financial wealth management and brokerage investment advisory services and products as ... is at the center of this client promise acting as the primary client advisor developing and implementing strategies based on the client's financial goals, and by… more
- KeyBank (Syracuse, NY)
- …background (required) **Tactical Skills** + General knowledge of financial services and wealth management . + Demonstrated proficiency and effectiveness in client ... new client onboarding process, including adding new clients to Wealth Direction (WD) and providing client and advisor...KPB sales team. + Maintenance of the Customer Relationship Management System (Salesforce) and the ability to leverage the… more
- NBT Bank (Williamsville, NY)
- …part of a team. + 10% - Maintains an in-depth knowledge of all wealth management products and services. Maintains all designations and corresponding CE ... -143,767 + commission The Private Bank Relationship Managers acts as the primary advisor and oversees the relationship for the bank's high net worth private banking… more
- Tradeweb (New York, NY)
- …Processing Activities (RoPAs) and ensure audit readiness. + Act as a trusted advisor to senior management on emerging risks and regulatory expectations. ... the world's largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers. Creative collaboration and sharp client focus have helped fuel… more
- Guardian Life (New York, NY)
- …with applicable laws, regulations, and compliance standards impacting Guardian's retail wealth management business, including its affiliated broker-dealer and ... the Compliance department's efforts in supporting the implementation of new retail wealth management products and services. + Prepare relevant compliance metrics… more
- KeyBank (Albany, NY)
- …is a structured 10.5-week experience designed to provide meaningful exposure to the wealth management industry. Interns will engage in impactful work, receive ... retirement, educate their families, save on taxes, and pass wealth from one generation to the next. The Key...**Essential Functions** + Partner with a KIS Private Client Advisor to gain hands-on experience. + Participate in client… more
- Wells Fargo (Oneonta, NY)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and/or issues + May also perform various administrative functions for the Financial Advisor (s) and Branch Management including, but not limited to, tracking… more
- Foresters Financial Services (Westbury, NY)
- … Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered ... and financial institutions. Cetera is the second-largest independent financial advisor network in the nation by number of advisors,...investment adviser services, practice management support and innovative technology. " Cetera Financial Group… more
- City National Bank (New York, NY)
- …Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial institution ... *COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR * *WHAT IS THE OPPORTUNITY?* The Senior Compliance...as a broker/dealer and/or registered investment adviser. * For Wealth Management Compliance roles, experience working within… more
- JPMorgan Chase (New York, NY)
- …implement our Client Skills Training Strategy and Programs built for Asset and Wealth Management Analysts and Private Bank Advisors, ensuring alignment with ... concepts that are key to an Analyst and Advisor 's success, and interest and skill in building and...capabilities and skills:** + coaching certification and/or experience in Wealth Management or Private Banking business is… more