- US Bank (Charlotte, NC)
- …registrations in order to refer clients to registered representatives in partnership with wealth management teams. No direct investment sales are made by the ... At US Bank , we're on a journey to do our...maintain FINRA registrations to meet defined referral client and wealth management introductions. Position requires the FINRA… more
- Robert Half Accountemps (Charlotte, NC)
- …financial management , with a focus on QuickBooks and real estate wealth management . Responsibilities: * Maintain accurate financial records and ensure timely ... discrepancies. * Familiarity with financial management in real estate or wealth management industries. * Excellent organizational and time management … more
- Bank OZK (Charlotte, NC)
- …of Operational Risk Management ("ORM") as a liaison between ORM and the management team of Trust and Wealth ("T&W") in collecting and documenting operational ... mandated and proactive internal control and compliance testing activities for Trust and Wealth Division. + Assists management with coordination of risk training… more
- Bank of America (Charlotte, NC)
- …coherent set of models and analytical tools for effective risk and capital measurement, management and reporting across Bank of America. GRA partners with the ... Risk Analytics. It provides quantitative solutions to enable effective risk and capital management across the Retail and Global Wealth & Investments … more
- TD Bank (Charlotte, NC)
- …and taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management + Excellent written, verbal and analytical skills + ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...to build a more resilient and scalable compliance risk management function. As part of our team, you'll play… more
- Bank of America (Raleigh, NC)
- …throughout the bank , including Investment Banking, Foreign Exchange, and Wealth Management and facilitates client relationships with Product Specialists in ... of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/RALEIGH/Senior-Business-Banking--Relationship-Manager-Raleigh--NC\_25042407) **Job Description:** Job Description At Bank of America, we are guided by a common… more
- Bank of America (Charlotte, NC)
- …+ Ideal candidate would have experience with financial services audit/compliance and/or front-line wealth management experience + Prior experience in fraud risk ... 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Audit-Supervisor\_25043559) **Job Description:** At Bank of America, we are guided by a common… more
- City National Bank (Charlotte, NC)
- …to assess the adequacy of the banks accounting and operating control environment. Wealth management and fiduciary audits in corporate, employee benefit, and ... personal trust relationships, propriety mutual funds, investment management , broker/dealer and security sales and trading activities. IT audits including network,… more
- US Bank (Charlotte, NC)
- …Operational Risk, Credit Risk, Human Resources, Information Technology, Information Security, Wealth Management , GDPR and Data Analytics. -Excellent verbal and ... At US Bank , we're on a journey to do our...auditors. 9. Performs other duties as requested by CAS management . Basic Qualifications - Bachelor's degree, or equivalent work… more
- Bank OZK (Charlotte, NC)
- …economics, or commensurate work experience, required + 4+ years' experience in a trust/ wealth management function or equivalent experience required + CFA or CFP ... Why Bank OZK Founded on a legacy of more...goals and objectives + Demonstrate effective organizational and time management skills to meet exacting deadlines in a dynamic… more