- Bank of America (New York, NY)
- …work with Financial Advisors, Wealth Management Clients, GWIM Custom Lending Credit Executives, GWIM Credit leadership, Risk Management and other ... new credit relationships with the financial advisors wealth management clients/ prospects in addition to...and grow lending business; o Negotiating with Underwriting and Risk on behalf of the client to structure sound… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management...include daily risk monitoring across all relevant risk stripes including market, credit , liquidity and… more
- TD Bank (New York, NY)
- …solutions, market access, and execution services + Sits between traditional Retail Wealth Management and institutional trading and sales + Provides direct ... + Tailers investment vehicles to fit tax, yield, or risk needs + Works with advisors, investment strategists and...years of related experience + 7+ years of extensive wealth management , controls, processes enhancements, investment platform,… more
- Citigroup (New York, NY)
- …competitive borrowing solutions that are strategically integrated into our client's broader Wealth Management goals. Our team provides lending solutions across ... informed by deep local knowledge and help deliver the complete financial management strategies that today's wealth requires. Our comprehensive services are… more
- TD Bank (New York, NY)
- …is preferred + 15+ years of experience with a proven track record in a high-level management role within wealth management or private banking + A deep ... management + Deep understanding of regulatory compliance and risk management in the finance industry +...Strong technology acumen, comfortable with IT systems that support wealth management operations + S7, S24, S27,… more
- Citigroup (New York, NY)
- …competitive borrowing solutions that are strategically integrated into our client's broader Wealth Management goals. Our team provides lending solutions across ... deep local knowledge and help deliver the complete financial management strategies that today's wealth requires. Our...of the product frameworks and guidelines across all Citi Wealth Lending products to ensure appropriate risk … more
- TD Bank (New York, NY)
- …of the following areas: Private Banking, Commercial, Corporate or Investment Banking or Wealth Management + Bachelor's degree or equivalent experience + 10+ ... specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Wealth Market President...results and growing market share while building upon TD's risk , control and cultural standards. The WMP will be… more
- TD Bank (New York, NY)
- …internal policies/procedures and applicable regulatory guidelines, ensures activities are within TDs risk appetite and risk management policies, escalates as ... experience with a proven track record in a high-level management role within wealth management ...management . + Deep understanding of regulatory compliance and risk management in the finance industry +… more
- HSBC (Buffalo, NY)
- …macroeconomics/microeconomics/local market developments, and of external regulatory framework relevant to wealth management + Strong client focus and ability to ... our communities and the planet we all share. The Wealth Relationship Manager works closely with the Wealth...+ Good understanding of how to work with Compliance, Credit & Risk and Internal Control to… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management , is a global leader in investment and wealth management . Its clients include institutions, high-net-worth individuals ... goals. Our teams of Advisors deliver advice, solutions and services across investments, wealth planning, credit and banking to help clients build, preserve and… more
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