- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Develops and maintains product policies and procedures. + Works in conjunction with management to prepare the Compliance Risk Assessment. + Completes the annual ... to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line, specifically focusing on packaged...GWS packaged products + Periodically reports on compliance and operational issues to senior management . + Identifies… more
- Citigroup (Miami, FL)
- …**Responsibilities:** + Service Maintenance and Contribute to Business Growth + Deliver wealth management services to CPB Latam clients with guidance from ... timely and precise viable action plans on weekly o/d reports. + Business Risk Management - Documentation/Tax-W8ben/Credit Deficiencies to less than 5% of total… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …working with enterprise teams navigating complex systems. + Financial services / wealth management experience preferred. + Strong proficiency in Excel and ... industry operations. + Experience with Salesforce is preferred. + Familiarity with Risk Management , Supervision and Compliance within financial services. +… more
- First Horizon Bank (Homestead, FL)
- …and product knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance with bank regulations, policies, ... procedures, risk management , internal controls, and the First...its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital… more
- First Horizon Bank (Coral Gables, FL)
- …and product knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance with bank regulations, policies, ... procedures, risk management , internal controls, and the First...its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital… more
- Citigroup (Tampa, FL)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management . As a bank with a brain and a soul, ... timely manner, and use that data to inform our business-as-usual operations and our risk analyses, whether for real-world needs or as part of our scenario planning… more
- First Horizon Bank (Boca Raton, FL)
- …product knowledge meetings, training classes, and web-based learning. **Compliance and risk management ** + Expected compliance with bank regulations, policies, ... procedures, risk management , internal controls, and the First...its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital… more
- Comerica (Fort Lauderdale, FL)
- …into three major business segments; the Commercial Bank, the Retail Bank, and Wealth Management . Comerica's colleagues focus on relationships, and helping people ... relates to sound infrastructure and integrity levels. Responsible for the management of assigned product(s), including market research, financial analysis, product… more
- Citigroup (Tampa, FL)
- …Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders ... including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is...responsibilities include: + Rotate across core audit areas (eg Wealth , Finance, Markets, Services, Legal Risk &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Financial advisory practices and the integration of mortgage solutions into broader wealth management strategies + Sales management principles, including ... align on strategic goals + Maintains a reputation for operational excellence and execution, earning the trust of FAs...performance metrics + Expert knowledge of mortgage products + Risk management and compliance frameworks within financial… more