- Broadridge Financial Solutions (Edgewood, NY)
- …the ability to identify potential risk scenarios and controls to minimize operational risk + Create, maintain, and adhere to all client-related Detailed ... In this dynamic role, youll safeguard the firm from risk , solve complex reconciliation challenges, and work directly with...while your expertise will help set the standard for operational excellence. If you thrive under pressure, love solving… more
- Wells Fargo (New York, NY)
- …with Equity Research colleagues, but also with Equity Sales, Cash Trading, Derivatives, Wealth Management , and others. The Vice President will: + Demonstrate ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Citizens (New York, NY)
- Description Citizens Private Bank has accelerated its strategy to build out Wealth Management , scale Business Banking, grow deposits, and expand in key growth ... glove experience to clients that results in long-term client loyalty. Citizens Private Wealth presently manages and advises on over $20 Billion in assets, offering a… more
- Comerica (New York, NY)
- …of assigned product(s). Risk Management : Assess and monitor client risk exposure including operational , compliance and payment solution risk . Conduct ... into three major business segments; the Commercial Bank, the Retail Bank, and Wealth Management . Comerica's colleagues focus on relationships, and helping people… more
- M&T Bank (Buffalo, NY)
- …audits over the Bank's Information Technology (IT) Engineering, Operations, Governance, Risk Management and Architecture functions. Responsible for overseeing, ... assigned audit portfolio / team. **Other Responsibilities** + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory… more
- TD Bank (New York, NY)
- …Personal & Commercial Banking (CBB). Canadian-based banking to individuals and businesses + Wealth Management . Wealth and asset management products ... Factory will comprise Product Strategy, Product Design and Development, Product Management , and Go-to-market activities for critical products and services TD will… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... + Works closely with cross-functional teams (eg, Global Procurement Services, Third Party Risk Management , and Compliance) and senior management , providing… more
- M&T Bank (Buffalo, NY)
- …upon their skills and experience. Other Responsibilities + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... or support functions such as Treasury, Finance, Compliance, Technology, Operations, Risk Management , or Credit Administration. Effective negotiation skills, a… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more