- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... internal partners. + Collaborating with key partners including Group Treasury, Global Risk Management , Capital Markets, Corporate & Investment Banking, Global… more
- S&P Global (New York, NY)
- …ability to build relationships with internal and external stakeholders. + Understanding of operational risk management , including how to identify, evaluate ... team within the Ratings division is dedicated to ensuring operational excellence and robust risk management...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk… more
- Bank of America (New York, NY)
- …innovating with an operational excellence mindset, and delivering exceptional risk management . The ideal candidate brings proven business leadership ... companies and the annuity industry * Integration of annuity solutions within wealth management planning framework, and alignment with distribution partners… more
- City National Bank (New York, NY)
- …ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management 's primary point of contact for assigned line of business ... CNB colleagues for smaller Personal & Business Banking (PBB) wealth management opportunities or client relationships. While...of the portfolio review materials at client meetings. * Risk Management and Compliance * Keep current… more
- Citizens (Tarrytown, NY)
- …including account processing, settlements, and fee processing + Strong understanding of operational risk management and internal control frameworks + ... Private Bank has accelerated its strategy to build out Wealth Management , scale Business Banking, grow deposits,...and timely + Ensure proactive ongoing assessment of our operational risk environment + Develop and implement… more
- City National Bank (New York, NY)
- …of a broader Royal Bank of Canada (RBC) led program supporting CNB Private Banking & Wealth Management , and RBC US Wealth Management business units. *The ... partnership with business and technology stakeholders to ensure sound risk and issue management throughout the project...results. *The Qualifications* * Experience in Private Banking and Wealth Management highly preferred * Management… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Director, Equities Product Management **Requisition ID:** 232245 **Salary Range:** 300,000.00 -...day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . +… more
- JPMorgan Chase (New York, NY)
- …for a talented Senior Associate to join the team! JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking ... senior executives. As a US Private Bank Strategy Senior Associate within Asset and Wealth Management , you will play a pivotal role in promoting key projects.… more
- Broadridge Financial Solutions (New York, NY)
- …the implementation and integration of investment management systems, including portfolio management , risk management , trading, and reporting systems. + ... Implement best practices in system performance, scalability, and security. + Compliance & Risk Management : + Ensure that all systems comply with relevant… more