- Scotiabank (New York, NY)
- …solutions . + Collaborate with key partners including Group Treasury, Global Risk Management , Capital Markets, Corporate & Investment Banking, Global Operations, ... range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... and business lines, including consumer and commercial banking, broker-dealer operations, and wealth management . This role also supports strategic planning for US… more
- JPMorgan Chase (New York, NY)
- …Control Self Assessments (RCSA); internal controls design, review and testing; Compliance; Operational Risk ; Supervisory Management or Internal Audit ... Asset & Wealth Management delivers industry-leading investment ...to perform ongoing assessment, monitoring and improvement of the operational risk and control environment, covering a… more
- Wells Fargo (Purchase, NY)
- …and internal partners to deliver a high-touch client experience within a strong risk management framework + Independently resolve moderately complex issues while ... HNW and UHNW clients and provide personalized advice and wealth and asset management services, including: *...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Deloitte (Rochester, NY)
- …and international banks, Trade Finance, Fraud, Retail Banking, Private Banking, and Wealth Management + 4+ Years Experience in Transactions Monitoring, Reviewing ... specifically pertaining to Trade Finance, Fraud, Retail Banking, Private Banking, and Wealth Management + 4+ Years Experience providing advice regarding… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …Architect to lead the design, development, and evolution of our next-generation end-to-end Wealth Management platform. This role is ideal for a technologist with ... back-office components * Architect and design complex, scalable systems for the wealth management lifecycle, including trading and investing functionality *… more
- Wellington (New York, NY)
- …preferably in a similar role. + Proven track record developing and/or leading US Wealth sales enablement within an asset management firm. + Extensive background ... Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...in improving sales performance. + Comprehensive understanding of asset management and deep knowledge of the US Wealth… more
- S&P Global (New York, NY)
- …reporting and forecasting to support business reviews, pipeline health, and renewal risk management . + Monitor key performance indicators (KPIs) across the ... a team of enablement professionals focused on supporting Account Management performance and operational needs. + Foster...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . + Builds a… more
- Scotiabank (New York, NY)
- … and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk ... to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk… more