- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Citigroup (New York, NY)
- …openings, fundings, and closings, ensuring accuracy and resolving any deficiencies. + ** Risk Management :** Monitor account activity, manage "tickler" items, and ... Drive success in a fast-paced Escrow environment, serving Citi Wealth clients nationwide. As an Escrow Specialist, you will manage transactions from inception to… more
- HSBC (Buffalo, NY)
- …cloud transformation strategy and application modernization initiatives + Ensure robust risk management , cybersecurity, and regulatory compliance + Foster ... , or private banking + Strong understanding of cybersecurity, risk management , and regulatory compliance + Experience...+ Change management expertise + Experience with wealth management platforms and private banking technology… more
- JPMorgan Chase (New York, NY)
- …where innovation meets excellence in the Consumer and Community Banking - Banking and Wealth Management sector. As a Lead Software Engineer at JPMorgan Chase ... within the Consumer and Community Banking -Banking and Wealth Management , you are an integral part...that directly engage with customers. + Demonstrated expertise in risk management and compliance processes. + Hands-on… more
- Wells Fargo (Syracuse, NY)
- …role:** Wells Fargo is seeking an Associate Private Client Financial Advisor (LO) in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . +...risk processes and pricing philosophy. + Strong project management skills + Problem Solving + Spanish / French… more
- HSBC (New York, NY)
- …Perform administrative activity to support local investment teams (eg proxy voting, model risk management , vendor management ) + Support product development ... local and global governance committees and to external audiences + Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards… more
- Bank of America (New York, NY)
- …world-class investment strategies, platforms, solutions, and support for clients across all wealth management lines of business (including Merrill and the ... Merrill and Private Bank clients; must anticipate needs of wealth management client base, understand industry trends...+ Financial Management + Presentation Skills + Risk Management + Business Development + Client… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... management process and resolution. Understand how the Bank's risk appetite and risk culture should be...day-to-day business controls to meet obligations with respect to operational , compliance, AML/ATF/sanctions and conduct risk . What… more
- HSBC (New York, NY)
- …with internal policies and regulatory guidelines + Establish and maintain robust risk management practices to identify, assess, and mitigate investment and ... all share. The Senior Equity Portfolio Manager is responsible for the ongoing management of the US equity portfolios in the proposition, including delivering strong… more