• Operational Risk Business Oversight…

    City National Bank (Charlotte, NC)
    …Private Banking and Wealth Management * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... advisory and oversight, with a particular focus on strengthening operational risk management efforts in...the entertainment and sports industry. * Private Banking and Wealth Management help clients strategically plan and… more
    City National Bank (08/07/25)
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  • Business Unit Risk Advisor I…

    Truist (Charlotte, NC)
    …and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. + Assess, test and effectively challenge the ... and emerging risks. + Understand Business Unit goals, provide risk management expertise in strategic projects and...education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong… more
    Truist (07/26/25)
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  • Sr. Audit Manager- Wealth Management

    City National Bank (Raleigh, NC)
    *SR AUDIT MANAGER- WEALTH MANAGEMENT * WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of ... Wealth Management , is a leadership role as...Wealth Management , is a leadership role as an auditor-in-charge for...laws and regulations, and understanding of the principles of Operational Risk , Market Risk , Credit… more
    City National Bank (08/07/25)
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  • Wealth & Investment Management…

    Wells Fargo (Charlotte, NC)
    …of financial and investment services. WIM provides a full range of personalized wealth management , investment, and retirement products and services to meet ... to join the 2026 Summer Internship, Early Careers - Wealth & Investment Management program. Learn more...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
    Wells Fargo (06/17/25)
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  • Head of Wealth & Investment…

    Wells Fargo (Charlotte, NC)
    …management of business risk . **Required Qualifications** + 8+ years of wealth management banking experience or equivalent demonstrated through one or a ... services. Through WIM's businesses, we deliver a full range of personalized wealth management , investment, planning, and retirement products and services to… more
    Wells Fargo (08/08/25)
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  • Controls & Governance Advisor, Advice…

    Vanguard (Charlotte, NC)
    …risk management , robust processes and controls, strong oversight, and operational resilience. Responsibilities: + Risk Management : Identify and ... and motivated senior controls advisor within the Advice and Wealth Management (AWM) Division. You will play...risks, determine risk tolerance and develop corresponding risk management strategies for new and existing… more
    Vanguard (07/12/25)
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  • Lead Product Manager, Wealth & Investment…

    Wells Fargo (Charlotte, NC)
    …military experience, education **Desired Qualifications:** + Experience in financial services, wealth management , or advisor platforms. + Demonstrated success ... **About this role:** Wells Fargo Wealth & Investment Management is seeking...teams across time zones. + Commitment to Wells Fargo's risk management , compliance, and data privacy standards.… more
    Wells Fargo (08/08/25)
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  • Director, Controls and Governance ( Wealth…

    Vanguard (Charlotte, NC)
    …as a highly skilled and motivated senior controls leader within the Advice and Wealth Management (AWM) Division. Reporting to the AWM Head of Controls and ... , and Internal Audit. The team will be essential in ensuring effective risk management , robust processes and controls, strong oversight, and operational… more
    Vanguard (05/20/25)
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  • Wealth Advisor

    Truist (Charlotte, NC)
    …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, compliance...* 8 or more years of sales and client management experience in Wealth Management … more
    Truist (07/12/25)
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  • PWM Wealth Strategist

    US Bank (Charlotte, NC)
    … Planning and Insurance Strategist (WPIS) is responsible for working with the Wealth Management Advisor to develop and bring new client relationships starting ... at $3MM+ net worth into Private Wealth Management , help with client discovery and...trust and fiduciary advisory, with a special focus on Risk Management . The WPIS will have an… more
    US Bank (07/04/25)
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