- Guardian Life (New York, NY)
- …applicable laws, regulations, and compliance standards impacting Guardian's retail wealth management business, including its affiliated broker-dealer and investment ... Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance, and PAS business areas to perform high… more
- Comerica (New York, NY)
- …monitors and tracks tax reporting activities, coordinating with more senior Trust Administrators. Compliance Meets all compliance requirements under the ... training. Stays current on fiduciary/tax/legal changes that effect a client's wealth plan or administration of account. Team Member Responsibilities Assists with… more
- JPMorgan Chase (New York, NY)
- …breadth of JPMorgan Chase's expertise and extensive banking, lending, and wealth management capabilities through a dedicated Relationship Manager. JP Morgan Private ... working with affluent clients and/or subject matter expertise in the affluent wealth market, hospitality or client service + Knowledge of affluent market and… more
- Citigroup (New York, NY)
- The Banker Team Leader SAFE Act manages senior Banker UHNW & HNW professionals. The job requires a broad and comprehensive understanding of the different systems, ... reviews. + Demonstrate an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client's life and business, which… more
- Citigroup (New York, NY)
- …skills required in order to negotiate internally, often at a senior level. Some external communication is typically required. Provides advanced judgment ... clients. + Demonstrate an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client's life and business which… more
- JPMorgan Chase (New York, NY)
- …located in New York, serves as a strategic arm of the JP Morgan Wealth Management marketing organization. This team is dedicated to launching advice-driven wealth ... and key business needs, including ownership for major program initiatives requiring senior leader alignment + Manage print and digital materials for key initiatives,… more
- Citigroup (New York, NY)
- …communication skills required in order to negotiate internally, often at a senior level, and externally. Developed communication and diplomacy skills are required in ... clients. + Demonstrate an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client's life and business which… more
- Citigroup (New York, NY)
- …communication skills required in order to negotiate internally and externally at a senior levels. Negotiations will have an impact on the business and are likely ... clients. + Demonstrate an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client's life and business which… more
- City National Bank (New York, NY)
- …presented through complex new/revised product and service offerings and work closely with senior leaders of business units to plan a response. * Adhere to applicable ... Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience with a financial institution such as… more
- Scotiabank (New York, NY)
- …Deliver actionable insights through ad-hoc analytics and reporting as requested by senior management. + Works and communicates with other stakeholders (2nd line and ... of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital… more