- HUB International (New York, NY)
- …limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, reporting directly ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the growing RPW business… more
- Raymond James Financial, Inc. (New York, NY)
- …of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- Citigroup (New York, NY)
- The Senior Executive Assistant provides support to members of the Wealth COO leadership team (Business Execution Leads) by handling correspondence, managing ... to three C16 level managers + Manages day to day calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings,… more
- Citigroup (Getzville, NY)
- …firm's progress toward the Data Transformation target state. **The Data Risk Officer - Structural Elements Oversight, Senior Vice President** role will serve ... Operational Risk Management (ORM) is an enterprise-level independent ...mandate covers all business lines (US Personal Banking, Global Wealth Management, Markets, Services, Banking, Global Functions, and Enterprise… more
- Citigroup (Getzville, NY)
- …outcomes to assess the firm's progress toward the Data Transformation target state. **The Data Risk Officer ** role will serve as a subject matter expert on data ... Operational Risk Management (ORM) is an enterprise-level independent ...mandate covers all business lines (US Personal Banking, Global Wealth Management, Markets, Services, Banking, Global Functions & EO&T)… more
- Citigroup (Greenburgh, NY)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance roles, experience… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory Strategy team, you ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more
- City National Bank (New York, NY)
- …and fiduciary operations. This role works with executive management within the Wealth Management Division to balance prudent risk management, regulatory ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The Chief...The position requires a deep understanding of fiduciary law, risk management, regulatory compliance, and investment oversight. *WHAT WILL… more
- Citigroup (New York, NY)
- …execution of financial objectives related to the P&L, balance sheet, expenses, capital, and risk . The LFO is a key member of the Private Bank business management ... and execution of CCAR, Recovery and Resolution planning activities. + Partner with senior management to deliver on financial objectives, including a broad set of P&L… more