- KeyBank (Amherst, NY)
- …is actively pursuing relevant professional and/or industry sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's… more
- HUB International (New York, NY)
- …position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support ... ** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment advisor… more
- Citigroup (New York, NY)
- …support of our client-facing and product businesses, budget and expense management, Risk & Controls for Wealth , Transformation activities, and Regulatory ... our continued progress towards client excellence, operational excellence, and risk & controls. + Works closely with the Head...& controls. + Works closely with the Head of Wealth and senior leadership team to execute… more
- Citigroup (New York, NY)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- US Bank (New York, NY)
- …clients. **KEY RESPONSIBILITIES** + Define and lead investment strategy across Wealth Management, ensuring consistent execution and risk management + ... confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is a key executive responsible for shaping...address client needs and market opportunities + Collaborate with senior leaders across Wealth Management and Asset… more
- Citigroup (Brooklyn, NY)
- …to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire ... The Wealth Relationship Advisor SAFE Act is a seasoned...clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... Manager-MDP. **Department Description:** Provides comprehensive investment management services to Wealth Advisory Services clients. Operates within a professional team… more
- Raymond James Financial, Inc. (New York, NY)
- …of current risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory ... and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, training, and advisory… more
- City National Bank (New York, NY)
- * SENIOR MORTGAGE LOAN OFFICER - ENTERPRISE* WHAT IS THE OPPORTUNITY? This position is responsible for referral-based sales of first mortgage and concurrent ... WHAT WILL YOU DO? * Services the mortgage needs of Private Banking, Wealth Management and Personal and Business Banking clients whose lending needs can result… more
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