- Vanguard (Charlotte, NC)
- …requires a Series 7 and 63 regulatory license and/or registration (eg FINRA , state, SFC). These will be determined by Compliance based on role-specific duties. ... paid training, coaching, and continuous support needed to pass the SIE and FINRA Series 7 & 63. + Access to learning and development resources to equip, and… more
- Vanguard (Scottsdale, AZ)
- About this job: Are you a FINRA Series 7 and 63 licensed professional with a passion for building meaningful client relationships? Join our team as a Client ... enhance the client experience and fulfill investment needs. Qualifications: + Active FINRA Series 7 and 63 licenses. + 1-3 years of experience in financial… more
- Truist (Hendersonville, TN)
- …degree in Business, Accounting, Finance or Banking, or equivalent education and related experience. 2. FINRA Series 7 , 66 (63 and 65 in lieu of 66) licenses. 3. ... training sessions and investment product educational seminars for clients and prospects. 7 . Adhere to professional and ethical standards set forth by Truist, the… more
- KeyBank (Cincinnati, OH)
- …+ 3 years of financial services related experience required **Licenses and Certifications** + FINRA 7 and 66 (or 63 & 65) (preferred) **Tactical Skills** + ... Excellent client relationship and superior partnering skills. + Deep knowledge of financial products and banking regulations. + Established excellent written and verbal communication skills. + Experience in working with high-net-worth individuals and their… more
- TD Bank (New York, NY)
- …credit, operational, conduct) risk concepts and applicability to business activities preferred + FINRA 7 license or willingness to obtain post hire + Must ... have excellent verbal and written communication skills to conduct meetings with key stakeholders to achieve consensus and meet objectives + Must have strong analytical and problem-solving skills; be detail oriented; and demonstrate initiative to follow up on… more
- JPMorgan Chase (Los Angeles, CA)
- …+ Motivated and independent worker with a sense of urgency and results focused + FINRA 7 and 66 (or 63 & 65) required + Active Life & Health insurance license ... JP Morgan Wealth Management Solutions comprises a workforce of more than 2500 professionals spanning across 50 cities globally. Within WM Solutions, diversity is not only a fundamental necessity, but a business imperative and we are committed to building an… more
- JPMorgan Chase (Houston, TX)
- …+ Motivated and independent worker with a sense of urgency and results focused + FINRA 7 and 66 (or 63 & 65) required + Active Life & Health insurance license ... Preferred Qualifications, Skills and Capabilities: + Bachelor's degree strongly preferred or equivalent work experience JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses… more
- Charles Schwab (Peachtree Corners, GA)
- …role is for you. **What you have** + **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series ... 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job. **Preferred Qualifications:** + Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused… more
- M&T Bank (Williamsport, PA)
- …**Education and Experience Preferred:** Minimum of 5 years' sales and/or sales administrative experience FINRA Series 7 and 99 licenses M&T Bank is committed to ... experience, including a minimum of 1 years' sales and/or sales administrative experience FINRA 6 and/or 63 licenses State Life, Accident and Health (LAH) license… more
- PNC (Pittsburgh, PA)
- …service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 , 66 (or 63 & 65) required. Life ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
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