- PNC (Pittsburgh, PA)
- …may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 63 licenses required **Benefits** PNC ... Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain criminal history.… more
- MUFG (Los Angeles, CA)
- …environment + Proactive attitude accustomed to taking initiative and solving problems + FINRA Series 7 , 63 or 79 license **Compensation & Benefits:** The ... the background screening requirements of the Financial Industry Regulatory Authority ( FINRA ) and the National Futures Association (NFA). The major responsibilities… more
- Citigroup (Boston, MA)
- …(mutual funds, SMAs, alternatives, ETFs, etc) + FINRA Securities Industry Essentials (SIE), FINRA Series 7 and Series 66 (or 65/63). + In-depth knowledge of ... wealth management services, with a focus on estate planning, tax strategies, and business succession for HNW and UHNW clients. + Strong analytical and portfolio management skills, including risk management and compliance expertise. + Proven track record in… more
- Charles Schwab (Austin, TX)
- …to mentoring and feedback for continuous improvement. + Desire to gain financial licenses such as FINRA Series 7 or 63 **What's in it for you** At Schwab, we're ... 2025. The position is open to hybrid work post training. Shifts are assigned between 7 :00 AM and 9:00pm Central; Monday - Friday** **What you have** If you're not a… more
- Truist (Dallas, TX)
- …management in the Wealth Brokerage/Advisory industry. 3. Financial Industry Regulatory Authority ( FINRA ) series 7 , 66 (or 63/65), 24, plus applicable Life ... on new technologies, products, and trends. **Grow and Integrate the Business:** 7 . Support Advisors in execution of our partnership initiatives and dispositioning… more
- Aegon Asset Management (Denver, CO)
- …DAM, Workflow, Salesforce Marketing Cloud, Workfront + Experience in change management + FINRA Series 7 (for roles supporting mutual funds) Working Conditions + ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
- Truist (Houston, TX)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA : Series 7 , Series 66, Life, Health, and Variable insurance licenses and SAFE ... with the relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM system. 8. Establish consistent… more
- Truist (Cleveland, OH)
- …management in the Wealth Brokerage/Advisory industry. 3. Financial Industry Regulatory Authority ( FINRA ) series 7 , 66 (or 63/65), 24, plus applicable Life ... on new technologies, products, and trends. Grow and Integrate the Business: 7 . Support Advisors in execution of Integrated Relationship Management and dispositioning… more
- KeyBank (Cincinnati, OH)
- …Certified Investment Management Analyst (CIMA) (preferred) + Chartered Financial Analyst (CFA) (preferred) + FINRA Series 7 and 66 (or 63 & 65) (required) and + ... + Master's Degree in business related field (preferred) **Experience Qualifications** + 7 years of demonstrated sales and business development experience with proven… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Coach (RCC) or applicable coaching designation within 1 year. + Ability to obtain FINRA Series 7 License within six (6) months. We highly prefer candidates ... that have already obtained the Series 7 . more