• Senior Custom Credit Banker - Senior Lead Wealth…

    Wells Fargo (Chicago, IL)
    …management skills + Knowledge of traditional banking products + Credit risk experience + FINRA registration including Series 7 and 66 (or FINRA recognized ... ( FINRA ) license(s) is required for ongoing employment in this position. FINRA Series 7 and 66 examinations, or equivalent must be completed within either a… more
    Wells Fargo (07/31/25)
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  • Regional Vice President - BWA E - VA, WV

    Jackson National Life Insurance Company (Nashville, TN)
    …or investment external wholesaling experience is preferred.** **Securities Industry Essentials (SIE) required.** ** FINRA Series 6 or 7 , FINRA Series 63, ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
    Jackson National Life Insurance Company (08/01/25)
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  • Financial Planning Assistant

    Hantz Group (Ann Arbor, MI)
    …Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident ... & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
    Hantz Group (07/23/25)
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  • Financial Advisor

    Hantz Group (Midland, MI)
    …Spending + Eligibility Requirements Vary *Required Licenses- FINRA Securities Industry Essentials, FINRA Series 7 , FINRA Series 66, State Life, Accident ... & Health, Variable Contracts, State Property & Casualty | HFSI will sponsor and pay for all required licensing on a loan basis. The Company does not discriminate in employment opportunities or practices on the basis of race, color, religion, sex, national… more
    Hantz Group (07/15/25)
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  • Hybrid Product Wholesaler

    Jackson National Life Insurance Company (Nashville, TN)
    …insurance or investment wholesaling experience preferred.** **Securities Industry Essentials (SIE) required.** ** FINRA Series 6 or 7 , FINRA Series 63, ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
    Jackson National Life Insurance Company (07/03/25)
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  • RIA Internal Consultant Associate

    Jackson National Life Insurance Company (Nashville, TN)
    …Annuity Wholesaler training program (10-12 weeks) required.** **Securities Industry Essentials (SIE) required.** ** FINRA Series 6 or 7 , FINRA Series 63, ... Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA . Jackson companies offer an outstanding benefits package including competitive pay,… more
    Jackson National Life Insurance Company (05/24/25)
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  • Retirement Planning Consultant - Augusta, GA

    Aegon Asset Management (GA)
    …organization. Qualifications: + Bachelor's degree in a related field or equivalent business experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain ... Brand, and Government and Policy Affairs. Transamerica employs nearly 7 ,000 people. It's part of Aegon, an integrated,...companies employ over 2 1,500 people and have approximately 31. 7 million customers . * For more information, visit… more
    Aegon Asset Management (05/29/25)
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  • Director, US Equity Derivatives

    Scotiabank (New York, NY)
    …calibration, facilitating mass pricing of exotic structures. FINRA Series 3 required. FINRA Series 7 required. FINRA Series 55 required. The offered ... salary is between $293,000-$300,000 per year. 40 hours per week. QUALIFIED APPLICANTS:Please apply directly through our websitehttps://www.scotiabank.com/careers by searching for Director, US Equity Derivatives & indicate job codeLM032825WEB. Location(s):… more
    Scotiabank (07/23/25)
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  • Associate Financial Advisor

    Kestra Financial (Hartford, CT)
    …in financial advising . Life, Health and Accident License - State of CT . FINRA Series 7 and FINRA 66 License . Well organized with the ability to manage ... Active Listening, Critical Thinking, Strong Ethics . Clean record with SEC and FINRA Skills + Trustworthy, sincere, charismatic and social disposition, able to start… more
    Kestra Financial (06/12/25)
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  • Branch Support Manager

    Wells Fargo (Bloomington, IL)
    …training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66 ... (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + 1+ years of leadership experience +… more
    Wells Fargo (08/02/25)
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