• Financial Consultant

    Wells Fargo (Seal Beach, CA)
    …military experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 66 (or 63 and 65) examinations (or ... FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + Full-service brokerage experience + Financial… more
    Wells Fargo (07/30/25)
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  • Investment Sales Assistant

    Atria Wealth Solutions (Williston, VT)
    …environment + Excellent organizational and communication skills + College Degree preferred + Series 7 and 63 FINRA licenses a plus + Vermont Life and Health ... + Strong computer and organization skills + Maintain a FINRA compliant filing system with all records + Schedule...Insurance Licenses a plus CFS (Member FINRA /SIPC) is a broker-dealer and RIA with a stable,… more
    Atria Wealth Solutions (07/06/25)
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  • Customer Service Specialist Licensed

    Wells Fargo (Salt Lake City, UT)
    …training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66 ... FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + 2+ years of brokerage...Location:** + Salt Lake City, Utah **Posting End Date:** 7 Aug 2025 **_*Job posting may come down early… more
    Wells Fargo (08/02/25)
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  • Senior Registered Client Associate

    Wells Fargo (Pasadena, CA)
    …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... environment **Job expectations:** + US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
    Wells Fargo (08/01/25)
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  • Registered Client Associate

    Wells Fargo (Atlanta, GA)
    …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... environment **Job Expectations:** + US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
    Wells Fargo (07/31/25)
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  • Registered Client Associate

    Wells Fargo (Bloomington, MN)
    …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... environment **Job Expectations:** + US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
    Wells Fargo (07/31/25)
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  • Senior Registered Client Associate

    Wells Fargo (Ann Arbor, MI)
    …military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA ... environment **Job expectations:** + US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.… more
    Wells Fargo (07/19/25)
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  • Client Reporting Operations Analyst

    Wells Fargo (Salt Lake City, UT)
    …prospectus mailings. + Bachelor's degree in business, Finance, or related field. + Series 7 or other FINRA License holder. **Job Expectations:** + Ability to ... Familiarity with regulatory requirements related to client communications (eg, SEC, FINRA ). + Experience with Broadridge systems or similar third-party mailing… more
    Wells Fargo (07/31/25)
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  • Michigan Regional Director - Comerica Financial…

    Comerica (Bloomfield Hills, MI)
    …experience in Brokerage, Sales, recruitment, and supervisory work Licenses & Certifications: + Required: FINRA Series 7 + Required: FINRA Series 24 or 9/10 ... + Required: S63 or S66 + Required: S65 or S66 + Required: Life & Accident/Health Insurance License About Comerica We know our employees are critical to our overall success and we are dedicated to investing in their future. One of the ways we do this is to… more
    Comerica (07/18/25)
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  • Director, Wealth Client Relationship Management

    TIAA (Dallas, TX)
    …Requirements** + University (Degree) Preferred **Work Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series ... + Minimum 5 years of experience in wealth management or financial services + FINRA registrations: Series 7 and either Series 66 or both Series 63 and 65 + Series… more
    TIAA (07/26/25)
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