- Principal Financial Group (Des Moines, IA)
- …tools. + Experience with LEAN, Six-sigma, Agile methodologies. + Required Securities Licenses: FINRA Series 7 and 24 + Preferred Securities Licenses: Series 66 ... and lead a best-in-class supervisory framework that ensures full compliance with FINRA , SEC, RIA, and state regulatory requirements, while also driving innovation… more
- Atria Wealth Solutions (Raleigh, NC)
- …+ Four-year degree in Business, Finance, or Insurance or equivalent work experience + FINRA series 7 , 63/65 (or 66) + NC Life, Long-term Care Insurance, ... Coastal Federal Credit Union and registered through CFS (Member FINRA /SIPC). To learn more about CUSO Financial Services, LP...CUSO Financial Services, LP visit www.cusonet.com . CFS (Member FINRA /SIPC) is a broker-dealer and RIA with a stable,… more
- Wells Fargo (Salt Lake City, UT)
- …training, military experience, education + Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63(or 66) examinations (or ... FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration **Desired Qualifications:** + Ability to navigate multiple computer system… more
- JPMorgan Chase (Laguna Niguel, CA)
- …performing Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- T. Rowe Price (Colorado Springs, CO)
- …Required: + Bachelor's degree or the equivalent combination of education and relevant experience + FINRA Series 7 and 66 (must be obtained within first 6 months) ... of total relevant work experience within the financial services industry FINRA Requirements FINRA licenses are required and will be supported for this role.… more
- PNC (Newnan, GA)
- …you will be based in Newnan, GA. **Job Description** + Licensing requirements: FINRA Series 7 /66 (63/65). Life & Health Insurance required. + Consults ... service) may be considered. **Education** Bachelors **Certifications** No Required Certification(s) **Licenses** FINRA Series 7 and 66 (or 63,65) required. Life… more
- T. Rowe Price (Colorado Springs, CO)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within first ... and communication skills + High attention to detail and documentation process FINRA Requirements FINRA licenses are required and will be supported for this role.… more
- T. Rowe Price (Baltimore, MD)
- …and relevant experience AND + 8+ years relevant work experience + This role requires FINRA Series 7 & 63 licenses + Willingness to travel 50-55% in sales ... and goal-oriented personality + Advanced organizational skills + Team player FINRA Requirements FINRA licenses are required and will be supported for this role.… more
- Wells Fargo (New York, NY)
- …with financial markets, banking, or financial services industry. **JOB EXPECTATIONS:** + Registration for FINRA Series 7 must be completed within 90 days of hire ... if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for...if it is not available for transfer upon hire. FINRA recognized equivalents will be accepted Wells Fargo will… more
- Equitable (Columbus, OH)
- …and have a developed client base * Must be licensed: State Life and Health, SIE, FINRA Series 7 , 66, & 24 exams * Ability to draw upon past/present experiences ... Advisors' Virtual University * Columbia Holistic Financial Coach Program * Sponsorship for FINRA licensing + Working closely with top leadership thru 1:1 coaching +… more
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