• Intermediary Sales Consultant (B/D & Dcio)

    T. Rowe Price (San Francisco, CA)
    …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within first ... and communication skills + High attention to detail and documentation process FINRA Requirements FINRA licenses are required and will be supported for this role.… more
    T. Rowe Price (08/21/25)
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  • Associate Regional Investment Consultant- New…

    T. Rowe Price (Baltimore, MD)
    …and relevant experience AND + 10+ years of total relevant work experience + FINRA Series 7 and 66 Preferred: + Professional designation preferred + Strong ... consultative and presentation skills. FINRA Requirements FINRA licenses are required and will be supported for this role. Work Flexibility This role is eligible… more
    T. Rowe Price (08/15/25)
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  • Supervision Principal

    US Bank (Irvine, CA)
    …experience - Five or years of experience in the financial services industry - Active FINRA Series 7 , 24, 53, 63 and 65/66 licenses and state insurance licenses ... Managers, and Central Supervision - to ensure adherence to FINRA , SEC, MSRB, OCC, and internal supervisory policies and...positions may also be subject to the requirements of FINRA , NMLS registration, Reg Z, Reg G, OFAC, the… more
    US Bank (08/08/25)
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  • Investment Operations Manager

    Regions Bank (Hoover, AL)
    …or financial services industry, of which two (2) years must be in a supervisory/managerial capacity + FINRA Series 7 , 66 (or 63 & 65) + FINRA Series 24 must ... + Ensures full compliance with Financial Industry Regulatory Agency ( FINRA ), Securities and Exchange Commission (SEC), and internal policies; maintains… more
    Regions Bank (08/02/25)
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  • Financial Advisor

    Atria Wealth Solutions (Raleigh, NC)
    …+ Four-year degree in Business, Finance, or Insurance or equivalent work experience + FINRA series 7 , 63/65 (or 66) + NC Life, Long-term Care Insurance, ... Coastal Federal Credit Union and registered through CFS (Member FINRA /SIPC). To learn more about CUSO Financial Services, LP...CUSO Financial Services, LP visit www.cusonet.com . CFS (Member FINRA /SIPC) is a broker-dealer and RIA with a stable,… more
    Atria Wealth Solutions (07/25/25)
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  • Sr. Sales Specialist (Workplace)

    T. Rowe Price (Colorado Springs, CO)
    …Required: + Bachelor's degree or the equivalent combination of education and relevant experience + FINRA Series 7 and 66 (must be obtained within first 6 months) ... of total relevant work experience within the financial services industry FINRA Requirements FINRA licenses are required and will be supported for this role.… more
    T. Rowe Price (07/18/25)
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  • Wealth Management Advisor

    Equitable (Columbus, OH)
    …and have a developed client base * Must be licensed: State Life and Health, SIE, FINRA Series 7 , 66, & 24 exams * Ability to draw upon past/present experiences ... Advisors' Virtual University * Columbia Holistic Financial Coach Program * Sponsorship for FINRA licensing + Working closely with top leadership thru 1:1 coaching +… more
    Equitable (07/13/25)
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  • Retirement Development Consultant

    Wells Fargo (Charlotte, NC)
    …of the following: work experience, training, military experience, education + Successfully completed FINRA Series 6 (or 7 ) exam to qualify for immediate ... communication and interpersonal skills with the ability to build advisor relationships + FINRA Series 63 or Series 66 + North Carolina State Insurance License +… more
    Wells Fargo (08/23/25)
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  • Portfolio Manager - Private Asset Management

    TIAA (Bellevue, WA)
    …Requirements** + University (Degree) Preferred **Work Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 65 ... 5+ years working directly with wealth management clients **Preferred Qualifications:** + 7 + years working directly with wealth management clients + CFA, CFP… more
    TIAA (09/05/25)
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  • Director, Wealth Management Coach

    TIAA (Pasadena, CA)
    …Requirements** + University (Degree) Preferred **Work Experience** + 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series ... 7 ; Series 63; Series 65; Series 66 **Licenses and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 9IC Related Skills… more
    TIAA (08/27/25)
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