- Citigroup (Jersey City, NJ)
- …countries and territories. The breadth, depth, and strength of our underwriting, sales and trading, and distribution capabilities span asset classes and currencies, ... Do:** The team is currently recruiting for a Program Manager to lead the DTCC Equities Clearing and Settlement...Operations strategic requirements and hold delivery plan owners to account + Manage testing work streams, drive User Acceptance… more
- TD Bank (New York, NY)
- …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings with ... 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the...risk as well as present sound solutions taking into account Bank operations and culture + Strong organizational and… more
- The Toro Company (Bloomington, MN)
- …learning from field experience and providing feedback to the Technology Service Manager . They will support industry-leading products in the field, that leverage ... timelines as necessary. Preferred Qualifications: + Experience in a distributor or dealer channel environment preferred. Job Title The job title will be based… more
- Neuberger Berman (New York, NY)
- …submissions, review and distribute new hire documents (compliance manual, brokerage account disclosure policy, code of ethics affirmation), review background checks ... + 3-5 years' experience in registration, licensing, or compliance within a broker- dealer or investment adviser + Proactive, self-motivated, and highly organized +… more