- Ensono (Raleigh, NC)
- …outcomes that reshape how our world runs. As an expert technology adviser and managed service provider with cross-platform certifications, Ensono empowers our ... clients to keep up with continuous change and embrace innovation. We can Do Great Things because we have great Associates. The Ensono Core Values unify our diverse talents and are woven into how we do business. These five traits are the key to achieving our… more
- Vanguard (Wayne, PA)
- …summaries, Vanguard prospectuses, SAI investment objectives, global sanctions' policy, adviser certifications, and procedures to ensure compliance with global ... regulatory requirements. + Analyzes ownership compliance summaries and fund investment guidelines and translates information into rules for operating systems. Shares requirements with internal and external vendors to elevate compliance rules into operating… more
- Wellington (Boston, MA)
- …of the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... under management. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a… more
- Jackson National Life Insurance Company (Nashville, TN)
- …LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson National Life ... Distributors LLC, Member FINRA. Jackson companies offer an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits, a matching 401(k) retirement plan, adoption assistance, education matching gift program and… more
- State of Indiana (Indianapolis, IN)
- …a reviewer for DOR's written documents and as a resource person - either as an adviser or participant - to ad hoc or standing committees to address unique or ongoing ... issues before DOR. Ultimately, you will ensure that both DOR and taxpayers are in full compliance with Indiana tax law. You will also help advise and train other sections of DOR on the procedures of the Appeals section. Salary: The minimum salary for this… more
- Wellington (Boston, MA)
- …of the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... under management. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a… more
- Insight Global (King Of Prussia, PA)
- …on-time client deliveries. * Assert confidence and reliability as a trusted adviser to drive client-facing initiatives through to conclusion. * Work on issues ... where analysis of situations or data requires an evaluation of intangibles. We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity/affirmative… more
- New York State Civil Service (New York, NY)
- …across the agency. The Deputy Director will be a key leader and adviser ensuring OCM's DEIA strategy is deeply integrated into agency's strategic planning, culture, ... and processes.Duties include, but are not limited to:* Advise the executive leadership team on DEIA-related issues, ensuring accountability and awareness at the highest levels and support advocacy and change strategies that will lead to affirming and safer… more
- Charles Schwab (Lone Tree, CO)
- …5 years of experience in a Regulatory Testing/Examiner/Audit role + Investment Adviser and/or Investment Company experience required + Understanding of FRB, SEC, ... FINRA, OCC, Privacy and Anti-Money Laundering rules and regulations + Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles **What's in it for you** At Schwab, you're empowered to shape your… more
- RTX Corporation (El Segundo, CA)
- …challenging and dynamic, and this role must serve as a trusted business adviser to program leadership. The selected individual will provide day-to-day and strategic ... Contracts leadership for Strategic Growth programs within MSP and will manage direct reports. The successful candidate will lead a mix of sole source and competitive pursuits, as well as execution efforts, with multiple DoD and prime customers. In addition to… more