- Insight Global (Tampa, FL)
- Job Description A large broker-dealer and registered investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the ... regulations, FINRA and SEC rules and regulations, and internal company standards. In this role, you will be managing...standards. In this role, you will be managing financial advisor and regulator inquiries through multiple platforms such as… more
- Palo Alto Networks (Santa Clara, CA)
- …where each day is safer and more secure than the one before. We are a company built on the foundation of challenging and disrupting the way things are done, and ... processes to create operational efficiencies + Operator at Heart: translate company strategies into actionable plans. Support the development, coordination, and… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …laws, regulations, and internal policies. This role serves as a strategic advisor to business units, proactively identifying and mitigating compliance risks while ... gaps and potential exposures. **Advisory & Collaboration** + Serves as a compliance advisor to designated CRC business unit. + Collaborate with leadership to resolve… more
- Amazon (New York, NY)
- …you will serve as the team's subject-matter expert and trusted strategic advisor on the highly regulated and relationship-driven US power and utilities landscape. ... This role is part of an Amazon Special Projects team that amplifies the company 's Think Big leadership principle. If you're interested in innovating at scale to… more
- M&T Bank (Buffalo, NY)
- …paperwork sent to the home office. + Enter trades accepted by the Financial Advisor on the appropriate system. + Maintain regular sales reporting to keep sales force ... or prospectuses when requested by the client or Financial Advisor . + Accept orders for securities transactions directly from...directly from clients. + Understand and adhere to the Company 's risk and regulatory standards, policies and controls in… more
- Liberty Latin America (PR)
- …with executives and functional leaders, serving as a trusted financial advisor to influence commercial strategy. + Ensure adherence to internal policies, ... local laws governing nondiscrimination in employment in every location in which the company has facilities. This policy applies to all terms and conditions of… more
- Palo Alto Networks (Santa Clara, CA)
- …where each day is safer and more secure than the one before. We are a company built on the foundation of challenging and disrupting the way things are done, and ... drive business performance. + **Business Partnership:** Serve as a trusted financial advisor , strategic partner and provide thought leadership to the CDSS product… more
- World Wide Technology (New York, NY)
- …the globe. WWT is dedicated to achieving its mission of creating a profitable growth company that is also a Great Place to Work for All. We achieve this through ... Responsibilities:** **Maximize Account Engagement** + Engage as a trusted C-suite advisor to shape and advance Microsoft Cloud and AI transformation opportunities… more
- LiveRamp (New York, NY)
- …value realization across LiveRamp's measurement solutions. Acting as a trusted advisor , you'll build strong executive and operational relationships while delivering ... media strategies. This role occupies a critical intersection within the company , aligning efforts across Commercial, Services Delivery, Product, Engineering, and… more
- Amentum (Elkridge, MD)
- …with stringent DoD and DIA standards. By serving as the primary security advisor for assigned systems, your work will not only ensure operational compliance but ... intelligence operations. **Responsibilities:** * Serve as the primary security advisor for assigned classified and unclassified information systems, ensuring… more