- Raymond James Financial, Inc. (New York, NY)
- …+ Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across ... advisory activities. + Foster a continuous improvement mindset by...Working knowledge of how technology can support the investment advisory supervision function. **Ability to** * Develop and execute… more
- City of New York (New York, NY)
- …and wellness. The Bureau of Public Health Clinics seeks to hire a BPHC Advisory Group Coordinator. The coordinator will report to the Director of Community Workforce ... as well as language access. - Develop and lead advisory group(s) of key stakeholders that will meet quarterly...- Develop and lead clinic patient or community member advisory groups, giving special attention to clinics that require… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance advisory experience in the Global Transaction Banking Space supporting...given time. **Preferred Qualifications:** + Approximately 10+ years of advisory experience. + Significant experience in providing legal, regulatory… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...Requirements** + 7+ years of Compliance experience, including Securities Advisory experience. Knowledge of trading algorithms, alternative trading systems… more
- Grant Thornton (Iselin, NJ)
- As a Risk Advisory Senior Associate- Not-for-Profit and Higher Education Practice, you will get the opportunity to grow and contribute to our clients' business needs ... CPA firm), which exclusively provides non-attest offerings, including tax and advisory services. In 2025, Grant Thornton formed a multinational, multidisciplinary… more
- City National Bank (Richmond, VA)
- *RELATIONSHIP MANAGER SENIOR SPORTS FINANCE & ADVISORY * WHAT IS THE OPPORTUNITY? The Senior Relationship Manager develops new business prospects and manages existing ... DO? * Drive revenue growth by leading the delivery of credit and advisory solutions tailored to clients' unique needs, ensuring a seamless process from identifying… more
- Kemper (Chicago, IL)
- …**Position Summary:** Kemper is seeking a talented IT Lead Auditor , Assurance & Advisory Services to join our Internal Audit team. Internal Audit plays a key role ... IT Lead Auditor, you will lead and execute comprehensive assurance and advisory engagements with a focus on information technology (IT), cybersecurity, and… more
- MUFG (Los Angeles, CA)
- …specialty investment bank and provides M&A, capital raising and strategic advisory services to entrepreneurs, family-owned companies, private equity sponsors and ... in San Francisco, New York, Chicago, and Charlotte. Intrepid is the middle-market advisory arm of Mitsubishi UFJ Financial Group (NYSE: MUFG), one of the largest… more
- Carnival Cruise Line (Miami, FL)
- Risk Advisory and Assurance Services (RAAS) is a diverse global team, recognized by the Audit Committee and senior management as their partner for providing ... advisory and assurance services on the company's most significant...financial, operational, technology and compliance risks. The Senior Risk Advisory and Assurance Consultant is responsible for performing end… more
- Children's Hospital Association (Lenexa, KS)
- …optional remote work. What You'll Do The Director of Pharmacy Benefit Advisory Services leads strategy development and execution to provide the most cost-effective ... educate PBM partners on knowledge of pediatric hospitals. + Keep the Benefits Advisory Services team informed on PBM activities and assist in identifying carrier and… more