- Bank of America (New York, NY)
- …client service and communication skills + Minimum 3 - 5 years financial services experience preferred + Knowledge of regulatory, supervisory, and corporate ... not limited to:** + Promote the satisfaction of client service expectations while balancing the risk and...to a variety of topics including Merrill Products & Services , trend analysis, risk assessment, Human Resources,… more
- Bank of America (New York, NY)
- …and effective. **Job Description:** This job is responsible for providing client service support to potentially multiple Financial Advisors (FAs). Key ... Advisory + Pipeline Management + Prioritization + Administrative Services + Emotional Intelligence + Referral Identification + Written Communications **Minimum… more
- Dow Jones (New York, NY)
- …plans. + Maintain relationship with external facilitators such as technology companies providing advisory services to the market + Maintain records of sales ... Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance, Dow Jones Newswires, OPIS and Chemical...managing the complete solutions sales cycle for Dow Jones Risk and Compliance suite or products and services… more
- Scotiabank (Dallas, TX)
- …(Quantum computing) and how these ties to evolving industry regulations in financial services domain. + **Implement Technologies:** assist in development of ... Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic… more
- Bank of America (New York, NY)
- …once + Thorough knowledge and understanding of the suite of Wealth Management products and services + Proven ability to manage risk and support sound decisions + ... + Referral Identification + Referral Management + Relationship Building + Administrative Services + Client Investments Management + Customer Service Management +… more
- Scotiabank (Dallas, TX)
- …specifically, Information Security, BCP, DR, Application Controls, and Data Governance. Technology Risk Management experience in financial services industry ... provides a full range of investment banking, credit and risk management products and services relevant to...and review of audits, including providing high quality, value-added advisory services to Management as part of… more
- BlackRock (New York, NY)
- **About this role** **BlackRock** is a global leader in investment management, risk management and advisory services for institutional and retail clients. As ... investment vehicles. BlackRock also offers risk management, advisory and enterprise investment system services to...+ 5-7 years of experience in asset management or financial services , ideally with exposure to fixed… more
- BMO Financial Group (Milwaukee, WI)
- …partner with the business to prepare them for regulatory exams and provide advisory support in managing regulatory compliance risk .** **Provides advice and ... on the design, implementation and monitoring and testing of their controls, conduct risk assessments, and manage oversight of regulatory compliance issues. We… more
- Truist (Dallas, TX)
- …in coaching relative to sales and relationship management in the Wealth Brokerage/ Advisory industry. 3. Financial Industry Regulatory Authority (FINRA) series 7, ... and supervisory support, creating and maintaining a strong culture of risk management and compliance, delivering our Purpose-Driven Wealth Experience, and driving… more
- Truist (Vienna, VA)
- …in coaching relative to sales and relationship management in the Wealth Brokerage/ Advisory industry. + Financial Industry Regulatory Authority (FINRA) series 7, ... and supervisory support, creating and maintaining a strong culture of risk management and compliance, delivering our Purpose-Driven Wealth Experience, and driving… more