- Raymond James Financial, Inc. (Raleigh, NC)
- …obtained through experience, specialized training or certification to provide all levels of financial services in a team environment to associates or clients of ... the company by combining the traditional roles of the Financial Advisor, Service Associate and Branch Manager....minimum of four (4) years of experience in the financial services industry. * OR ~ *… more
- World Insurance Associates, LLC. (Chicago, IL)
- World Insurance Associates ("World") is a unique financial services organization with a global network of brokers and specialists who empower people to make ... client, employee benefits, human capital and payroll outsourcing, and retirement financial services . Qualifications + Previous Surety Bonds business development… more
- Vanguard (Malvern, PA)
- …& Wealth Management divisions, along with support of areas where brokerage product and services intersect with other financial advisory businesses. The team ... Financial integrity from the inside out Vanguard's core...their Vanguard careers. To support its growing and evolving service offerings, Vanguard seeks a highly skilled broker-dealer compliance… more
- Ameren (St. Louis, MO)
- **About Ameren Services (B&CS)** Ameren Services provides administrative support and services to Ameren Corporation and its operating companies, subsidiaries ... and affiliates. Ameren Services includes a wide range of skill sets and...of areas such as key business programs, corporate governance, risk management, and business planning. **Key responsibilities include:** *… more
- Citigroup (Jersey City, NJ)
- …**Qualifications:** + 6+ Years serving in a compliance or surveillance role within financial services preferred + 3+ in a Control Room environment strongly ... Serves as a compliance risk officer for the Independent Compliance Risk...**Responsibilities:** + Key advisor to business groups (Investment Banking Advisory and Capital Markets) as well as Legal and… more
- Amazon (Austin, TX)
- …compliance in healthcare domains. - 5+ years of information security governance, audit, risk management or related client service or consulting experience. - ... Amazon's Healthcare and Payments systems. This role will provide advisory guidance to new and existing businesses at Amazon,...Amazon, and will regularly conduct deep dives into critical risk areas. If you enjoy working in a rapidly… more
- UMB Bank (Raleigh, NC)
- Risk Services partners with UMB management and its obligation to effectively manage compliance and related risks within the UMB family of corporations. This team ... provides timely, accurate, and seasoned judgment related to regulatory compliance risk , suggests strategies for mitigating risk , promotes a strong culture of… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... abreast of industry trends and actively participate in vendor design and advisory councils to influence vendor product roadmap + Ensure cross-functional dependencies… more
- PNC (Cleveland, OH)
- …in STEM OPT for this position. **Job Description** + Retail Brokerage/ Advisory Compliance experience preferred. + Supervisory experience preferred. + FINRA licensing ... monitoring program and reviews activity to ensure it falls within established risk control limits. Leads the execution of the Compliance program objectives for… more
- Deloitte (New York, NY)
- …section 45V Clean Hydrogen Tax Credit + Preparation of tax returns and provide advisory services related to the modeling and structuring of renewable energy tax ... various fact patterns + Collaborate with member firms, including Advisory and Consulting, to execute work streams, such as...this important Strategic Growth Offering are based in various service lines across tax. Business Tax Services … more