- Bank of America (Charlotte, NC)
- …and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) ... tool + Maintains an inventory of processes, risks, and controls and associated metrics for risk appetite...process, risk , Single Process Inventory and FLU/CF Risk and Control Self-Assessment related to themes… more
- TD Bank (New York, NY)
- …within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance, control and risk management behaviors aligned with TD policies and ... practices. + Provide advisory and oversight support to the Global Transaction Business,...Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective… more
- Bandwidth (Raleigh, NC)
- …reached, and prepare reports for issuance to control owners and management. + Control Advisory and Improvement: + Provide internal advisory services to ... IT Audit Manager Raleigh, NC Apply Who We Are: Bandwidth,...years of relevant experience in public accounting, internal audit, risk advisory , or a related field. +… more
- TD Bank (Mount Laurel, NJ)
- …key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... Operational Risk teams in order to provide independent compliance and operational risk oversight of Front Line Unit or Control Function performance and any… more
- BMO Financial Group (Milwaukee, WI)
- …emerging technology and technology risk on the organization's processes and control environment. + Utilizes data analytics in advisory engagements to improve ... management areas. We provide independent assurance on credit risk management, governance, and internal controls that...Directors and senior management on the quality of internal control systems and reduces the risk of… more
- Capital One (Richmond, VA)
- …Process Level Risk Assessments across business partner teams + Provide risk advisory support major projects and initiatives across various FP&A functions ... to applicability and potential impacts + Collaborate with peer Risk Advisor providing risk advisory ...license (CPA), Chartered Financial Analyst license (CFA), or Financial Risk Manager certification (FRM) + 5+ years… more
- Cleco (Pineville, LA)
- …advice, and insights to management, EMT, and the Audit Committee regarding governance, risk management, and controls to mitigate risks to Cleco's strategic, ... Cleco's audit capabilities, focusing on assurance, and improvements to, Cleco's governance, risk management, and controls , and incorporating leading practices. *… more
- Scotiabank (New York, NY)
- …and objective assurance over the design and operations of the Bank's internal controls , risk management and governance processes. We are professionals who thrive ... Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary...assignments. + Stays informed of relevant business risks and controls . Effectively conveys risk -related information to Officer-in-Charge.… more
- BMO Financial Group (Milwaukee, WI)
- …emerging technology and technology risk on the organization's processes and control environment. + Utilizes data analytics in advisory engagements to improve ... of Defense, Corporate Audit provides independent, enterprise-wide assurance over internal controls , risk management, and governance processes. Our professionals… more