- Raymond James Financial, Inc. (Memphis, TN)
- …and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any equivalent combination of experience, ... (SEC), Investment Advisers Act of 1940 and SEC regulatory environment; Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal… more
- Truist (New York, NY)
- …and related training or experience. 2. 8+ years of risk management experience in financial services or related field. 3. 6+ years of leadership experience. 4. ... alignment with the firm's risk appetite and the assigned business unit's strategic & financial plan. Possess the capabilities to serve as a proxy for the Wholesale… more
- Ankura (Phoenix, AZ)
- …world's largest and most complex infrastructure, real estate, healthcare, energy, and financial services projects. Role Overview: + Lead complex construction ... dispute resolution engagements and provide strategic advisory services to Fortune 500 clients, government agencies, and major capital project stakeholders +… more
- City of New York (New York, NY)
- …sexual heath of all New Yorkers. To achieve this the Bureau provides direct clinic services to people seeking sexual health care, and services to sex partners; ... of Public Health Clinics seeks to hire a BPHC Advisory Group Coordinator. The coordinator will report to the...limited to inform about upcoming or new programmatic and service updates; to request feedback about outreach activities and… more
- BMO Financial Group (Chicago, IL)
- …Expert communication and relationship management skills. + Broad and diverse background in financial service industry and expert knowledge of the banking ... Provides a superior level of customer service and portfolio management in lending services...members and customers. + May act as lead relationship manager . + Supports the sales process and client experience,… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... compliance advisory experience in the Global Transaction Banking Space supporting...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must have ... experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... advisory experience with background in OTC and Exchange-Traded Equities,...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate must have compliance ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- Black & Veatch (Phoenix, AZ)
- **Client Advisory Partner - Water/Wastewater Utilities - East Region** Date: Sep 6, 2025 Location: US Company: Black & Veatch Family of Companies **Together, we own ... and perspectives to use. **The Opportunity** As the **Client Advisory Partner of Water/Wastewater Utilities** ,you will have the...Acumen (Proven ability break into new accounts and expand service offerings; develop a sales lead from start to… more