- Wells Fargo (San Francisco, CA)
- …(IRA) **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Advisory Specialist - Estate Services Working at Wells Fargo | Jobs and Careers ... & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families based on needs related… more
- Marex (New York, NY)
- …Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, Listed Options, Structured Products ... reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily for Fixed ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Wells Fargo (Chandler, AZ)
- …and coordination of client engagements, contributing to the delivery of high-quality cybersecurity advisory services . You will play a key role in managing ... + Identify and recommend opportunities to improve operational efficiency and client service processes within the advisory program. **Required Qualifications:** +… more
- Bloomberg (New York, NY)
- …Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and departments. In addition, we are ... Risk Manager - Engineering Advisory -...is to address risks and related issues by providing risk management as a service , focusing on...responsible for risk reporting to firm-wide partners and senior … more
- Capital One (Mclean, VA)
- Sr. Associate, Finance Risk Management, Risk Advisory & Special Projects Capital One is seeking a motivated professional for a Senior Associate position ... + Provide pre, during and post audit/exam management and risk advisory support for our impacted business...At least 2 years of experience in a Financial Services Industry **Preferred Qualifications:** + 3+ years of experience… more
- Manulife (Boston, MA)
- **About the Audit Group:** Join Manulife's Audit and Advisory Services team, where we partner with management to enhance risk control and organizational ... resilience. We deliver insightful reports to senior management and the Board, reinforcing our commitment to...5 to 8 years of internal or external audit, risk management, operations or equivalent business, advisory … more
- Manulife (Boston, MA)
- **About the Audit Group:** Join John Hancock's Audit and Advisory Services team, where we partner with management to enhance risk control and organizational ... resilience. We deliver insightful reports to senior management and the Board, reinforcing our commitment to...and play a key role in strengthening governance and risk management. As part of our global team, you'll… more
- Wells Fargo (Dallas, TX)
- …under Regulation Z (LO) outlined in the job expectations below + This Philanthropic Senior Advisory Specialist is a specialty fiduciary expert with a focus on ... **About this role:** Wells Fargo is seeking a Senior Philanthropic Advisor - Senior Lead Fiduciary Advisory Specialist (LO) Working at Wells Fargo | Jobs and… more
- Kemper (Mcallen, TX)
- …a talented Senior Manager, Data & Analytics to join our Assurance & Advisory Services (A&A) team. You will be responsible for leading multiple strategic ... tools. + Establishes strong partnership with business leaders to support effective risk and control practices; advises senior leadership on best practices… more