- Scotiabank (New York, NY)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high-performance environment and ... contributes to an inclusive work environment. **What You'll Bring** + Client coverage experience + High potential to foster client relationships and deliver the Bank + Technical and fundamental understanding of corporate derivatives and applications + Ability… more
- Robert Half Finance & Accounting (San Francisco, CA)
- …external consultants on ad hoc projects Compliance & Tax Support + Coordinate AML /KYC documentation and tax form collection + Ensure investor records are accurate ... and comply with internal controls Continuous Improvement + Recommend enhancements to reporting templates, portals, and communication tools + Adapt to evolving team responsibilities and implement best practices Requirements + Bachelor's degree in Economics,… more
- Banc of California (Durham, NC)
- …requirements applicable to lending systems (Reg B, HMDA, RESPA, TILA, BSA/ AML , etc.). + Experience supporting incident management and system release cycles. ... + High School diploma or equivalent required **HOW WE'LL SUPPORT YOU** + **Financial Security:** You will be eligible to participate in the company's 401k plan which includes a company match and immediate vesting. + **Health & Well-Being:** We offer… more
- Banc of California (Santa Ana, CA)
- …Act (BSA) in conjunction with the USA PATRIOT Act, Anti- Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state ... and federal) and Community Reinvestment Act (CRA). + Basic knowledge of related state and federal banking compliance regulations, Bank operational policies and procedures, and the Bank's products and services. + Effective organizational and time management… more
- MUFG (Irving, TX)
- …control of ad-hoc reports in support of GFCD teams such as Sanctions, AML Advisory, and Complex Investigations teams. Additionally, this position will be responsible ... for branch, country, regional, and global thematic reviews executed by Data Insights and Analytics. These products are designed to clearly communicate MUFG exposure to the global FinCrime Risk environment to senior GFCD leadership and empower decision making… more
- MRC Global (Kenedy, TX)
- …requests are permitted per their respective approved manufacturer's list ( AML ) or other customer-provided specifications. + Reference customer processing guides ... and other tools/resources to maintain familiarity with customer preferences/processes. + Consult with a manager, other MRC Global departments, and suppliers as necessary to create the best possible customer experience. + Service next-level customer needs,… more
- Citigroup (Miami, FL)
- …and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML and other compliance norms are strictly adhered. + Partner with all roles ... on branch team to ensure all clients have a positive in-branch experience. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- System One (Pittsburgh, PA)
- …* Experience with financial or banking applications. * Prior work with Bank or AML -related testing. Screening Questions * Describe a time you worked on a complex ... project with multiple or rapidly changing deliverables/dates. How did you handle it, and what were the results? * Describe a time where you had to automate a test scenario and were unsure of how to implement it based on manual criteria. How did you proceed,… more
- JPMorgan Chase (New York, NY)
- …a plus + Experience working with Compliance/Legal on investment documentation and AML standards a plus JPMorganChase, one of the oldest financial institutions, ... offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history spans over 200 years and today we are a… more
- Citigroup (Palo Alto, CA)
- …including solving complex client inquiries + Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and ... documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more