- MUFG (Jersey City, NJ)
- …Project Management experience in the areas below is preferred: + Financial Crimes Compliance ( AML / Sanctions / Privacy related) + Know Your Customer (KYC related) + ... Risk Management (Operational Risk / Third Party Risk related) + Financial Management (Accounting / General Ledger related) + Project Management Professional (PMP), Lean, Agile, or Six Sigma certification preferred + Master's Degree or MBA is a plus **Other… more
- Robert Half Finance & Accounting (Fort Worth, TX)
- …queries swiftly. Partner with third-party admins for subscriptions, redemptions, AML /KYC. Collaborate with Investor Relations, Treasury, Legal, and Accounting to ... update wires, signatories, and transfers. Ensure prompt cash processing and deliver rapid responses to investor inquiries on fund admin, tax, and compliance. Qualifications: 2-3 years in investment firm client support. Stellar communication and organization.… more
- Scotiabank (Houston, TX)
- …controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. Champions a high-performance environment and contributes ... to an inclusive work environment. Perform other duties as required **What You'll Bring** Must have 5-10 + years working with a client-facing team in financial services Strong relationship building capability - friendly, positive, collaborate and assertive… more
- First National Bank of Omaha (Fort Collins, CO)
- …bank policies, laws, and FINRA/SEC regulations, ensuring compliance with the bank's BSA/ AML Program as it applies to all job responsibilities. **The Ideal Candidate ... for This Role:** + Required Qualifications: + Bachelor's degree in Business Administration or related field or equivalent experience. + 3 years of experience in the investment or financial services industry. + FINRA Series 7 and 66 (or Series 63 & 65)… more
- Charles Schwab (Westlake, TX)
- …partners including but not limited to branch network, service centers, operations, legal, AML and compliance. This person is required to be flexible and adaptive to ... support the flex force business strategy. The position is a individual contributor role that will work within the SPWS Custom Reporting Team. This role reports to the Director, Business Accommodations. **What you'll do:** + Manager will work directly with… more
- Newtown Savings Bank (Newtown, CT)
- …and sales management activities. + Maintain knowledge and follow all CIP, BSA, AML and OFAC requirements, as set forth in the Bank's policies, procedures and ... programs. Complete all compliance requirements by scheduled deadlines. + Meet with immediate supervisor to discuss service, sales performance, employee development, and personal career growth and development as established with Branch Management. + Support the… more
- JPMorgan Chase (New York, NY)
- …robust risk and control framework, ensuring ongoing adherence to KYC, AML , Reputation Risk, and other regulatory standards **Required Qualifications, Capabilities, ... and Skills** + Proven ability to build and develop client relationships + Fluency in **English and Mandarin** (speaking and writing), with strong communication skills + Demonstrated experience managing complex, multi-product, and multi-country opportunities +… more
- Scotiabank (Houston, TX)
- …business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high performance environment and ... contributes to an inclusive work environment. + Builds a high performance environment and implements a people strategy that attracts, retains,develops and motivates their team by fostering an inclusive work environment and using a coaching mindset and… more
- PrincePerelson & Associates (Salt Lake City, UT)
- …updates and documentation for accuracy and compliance. + Perform due-diligence checks ( AML /KYC) for new and existing Private Wealth accounts. + Support new client ... onboarding, including assisting with account features, online access, and setup needs. + Coordinate closely with Private Wealth Advisor teams to gather information and ensure a smooth onboarding and maintenance process. + Submit and track requests for account… more
- MUFG (Irving, TX)
- …written or diagrammatic) with strong detail orientation + Solid knowledge of KYC/ AML and data governance policy + Strong time management, prioritization, work ... organization and multi-tasking skills with a drive for efficiency, accuracy and risk management controls + Proficiency in MS Office - Word, Excel, PowerPoint, Access **Education:** + Bachelor's degree in a closely-related discipline, or an equivalent… more