- First National Bank of Omaha (Omaha, NE)
- …understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe assessments. ** ... Compliance :** Understand and comply with bank policy, laws, regulations and the bank's BSA/ AML Program, as applicable to your job duties. Complete compliance … more
- Charles Schwab (Austin, TX)
- …provides internal audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and ... corporate client services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle and back… more
- NCR VOYIX (Irving, TX)
- …NCRV's Global Credit Risk Group. The position reports directly to the Executive Director of Global Credit Services and holds a position of higher credit authority, ... and decision within allotted credit authority limits. + Perform KYC and AML due diligence in accordance with governmental regulations. + Risk Management: Monitor… more
- Scotiabank (OR)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high-performance ... is guided by Bank policy and receives broad direction from the Senior Manager/ Director , and general direction from the Project Manager for the projects assigned. The… more
- Citigroup (Beverly Hills, CA)
- …strategic business development professional to join Citi's Law Firm Group as a Director focused on Escrow and Paying Agent solutions for law firm clients across ... paying agent services, a strong network among top law firms, and fluency in AML /KYC protocols critical to deal execution. Deposit pricing acumen and a comfort level… more
- City National Bank (Los Angeles, CA)
- …design and operating effectiveness of the Bank's risk management practices, Regulatory Compliance governance processes and the system of internal controls over the ... applicable to the area being audited. - Understands fraud, BSA/ AML and general IT risks in order to identify...* Relationship Building and Client Experience:- Supports the Audit Director proactively in their ongoing monitoring and discussions with… more