- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... compliance team and have regular interface with staff throughout.... Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; .… more
- Scotiabank (New York, NY)
- …of the PSP/payment intermediary industry through understanding of regulatory requirements, AML / Compliance best practices, payment trends and advances, and ... Director, Treasury Management Officer - FinTech and Payment Service Providers -...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk,… more
- Citigroup (Tampa, FL)
- The KYC Operations Sr Officer is a senior-level position responsible for leading Anti-Money Laundering ( AML ) monitoring, governance, oversight and regulatory ... reporting activities in coordination with the Compliance and Control team. The overall objective of this...globally on interpretation and implementation of new Anti-Money Laundering ( AML ) policies + Develop project plans and ongoing KYC… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for the firm's global sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ensuring adherence to OFAC and ... As the Vice President, Sanctions Officer , you will be the strategic and operational...end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans.… more
- KeyBank (Canton, OH)
- …related compliance matters. Knowledgeable about applicable federal, state and compliance regulations, including the BSA/ AML program, USA Patriot ACT, OFAC ... 3rd Street - Columbus, Ohio 43215 **Job Summary** Relationship Officer , Commercial Banking is the LOB professional dedicated to...internal/ external audits. + Adheres to and supports Key's compliance culture. Acts as a resource to the Team… more
- TD Bank (Greenville, SC)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US...Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability… more
- Bank of America (Charlotte, NC)
- …fields or equivalent work experience + Working knowledge of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + ... Treasury Sales Officer - North America New York, New York;Miami, Florida; San Francisco, California; Charlotte, North Carolina **To proceed with your application,… more
- Banco Popular Puerto Rico (New York, NY)
- …Knowledge of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc) + Familiarity ... NY, US, 10004 Company: Popular Workplace Type: On-site Commercial Banking Portfolio Officer - Healthcare Commercial Healthcare Portfolio & Ops This position is… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... **What You'll Do** Are you ready to shape the future of supervision and compliance at one of the most respected financial institutions in the industry? We're seeking… more
- City National Bank (Los Angeles, CA)
- *OPERATIONS OFFICER * WHAT IS THE OPPORTUNITY? City National Bank is looking for a Back Office Operations Specialist within Capital Markets Operations. The ideal ... communication skills. Additional responsibilities include internal communicating with Technology, Compliance , Risk, Sales and Trading internal partners. The Operations… more