- Grant Thornton (Charlotte, NC)
- …more of the following agencies (FRB, OCC, FDIC, FinCEN, or SIFMA) and/or ex-senior AML Officer from a nationally recognized institution. + Adhere to the highest ... leadership material. + Demonstrate understanding of leading practices in risk and compliance for banking and/or financial products and services. + Apply strong… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a customer focused ... every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk,… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Know Your Customer (KYC) Analyst is responsible… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible… more
- JPMorgan Chase (Plano, TX)
- …Studies, or a related field. + Minimum of 3+ years of experience in KYC, AML compliance , or related fields within the financial services industry. + Familiarity ... Driving seamless compliance and elevating client experiences, Client Service Associates...training junior staff, and supporting audits. The KYC Middle Officer is essential to maintaining the integrity of the… more
- CIBC (Chicago, IL)
- …deficiencies to mitigate risk exposures and control gaps. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews for the LOB regarding ... **Risk subject matter expertise** - Understand and communicate requirements related to fraud, AML , compliance , data, and transaction processing risks. Be able to… more
- CIBC (Chicago, IL)
- …highly complex initiatives, to identify risk and control issues. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews for the LOB regarding ... **Risk Subject Matter Expertise** - Understand and communicate requirements related to fraud, AML , compliance , data, and transaction processing risks. Be able to… more
- Citigroup (New York, NY)
- A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is provided to our ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
- M&T Bank (Getzville, NY)
- … to lending authority levels. + Provide oversight to ensure regulatory and policy compliance as it relates to SCRA, BSA/ AML , and Demand Letters. + Proactively ... issues, or general loan research. Provide oversight to ensure regulatory compliance . **Primary Responsibilities:** + Act as liaison between the customer, Collection… more
- City National Bank (Los Angeles, CA)
- …Act. This includes adherence to all internal and external requirements related to OFAC, AML , CTR, EDD and all other applicable compliance related functions as ... stay within budget allotment. This position relies on Operations Supervisor or Operations Officer to oversee the day to day activities of the department, so its… more