- Citigroup (New York, NY)
- …business hours to accommodate client demand. An adaptable mindset is key.** + ** AML /KYC Compliance :** Leverage your understanding of bank AML /KYC ... Escrow Sales Lead, in what can be described as a Junior Business Development Officer (BDO) role. **The Opportunity:** As an integral part of our escrow business… more
- Forward Air (Dallas, TX)
- …and risk mitigation. Based in Dallas, TX, and reporting to the Chief Ethics & Compliance Officer , you will ensure the implementation of global compliance ... the business. + Report to the Chief Ethics & Compliance Officer and act as a key...+ Expertise in anti-bribery (FCPA and local equivalents), sanctions, AML , fraud prevention, data privacy, and third-party compliance… more
- CIBC (Chicago, IL)
- …highly complex initiatives, to identify risk and control issues. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews for the LOB regarding ... **Risk Subject Matter Expertise** - Understand and communicate requirements related to fraud, AML , compliance , data, and transaction processing risks. Be able to… more
- Shuvel Digital (Pensacola, FL)
- …communication, and relationship-building across functions. + NCCO (NAFCU Certified Compliance Officer ) certification strongly preferred; other certifications ... employees. Our client Navy Federal Credit Union is seeking an Regulatory Compliance Analyst-15440-Hybrid in Vienna, VA/Winchester, VA/Pensacola FL. You seem to have… more
- Edward Jones (St. Louis, MO)
- …complex fiduciary, compliance and risk management issues to the Chief Compliance Officer (CCO), governance committees, senior leaders and associates, as well ... Your primary responsibilities will focus on maintaining and continually evolving the compliance program for the Trust Company, which is comprised of over 4,000… more
- SMBC (Sacramento, CA)
- …Loans, Cash Management Services, International Services **JOB SUMMARY:** Reporting to the BSA Officer , the Director, Head of FCC Model and Data Governance will be ... responsible for the ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model Validation programs for both the… more
- Banc of California (Santa Ana, CA)
- …WE WIN(R) **THE OPPORTUNITY** The VP, BSA/ OFAC QA/QC Manager reports to the BSA Officer and will lead the development and execution of a QA program focused on ... in ensuring that processes and work products produced by AML and OFAC Operations and KYC from the front...Operations and KYC from the front line are in compliance with regulatory requirements and consistent with policy and… more
- SMBC (Jersey City, NJ)
- …+ Ensures compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank policies and procedures. ... **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ("SCT") is responsible for the review of alerts in… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) Analyst is responsible… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, ... portfolio of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC is responsible… more