- CIBC (Chicago, IL)
- …highly complex initiatives, to identify risk and control issues. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews for the LOB regarding ... **Risk Subject Matter Expertise** - Understand and communicate requirements related to fraud, AML , compliance , data, and transaction processing risks. Be able to… more
- TEKsystems (Honolulu, HI)
- …training programs. + Manage a small team including Fraud Specialists and a Compliance Officer . + Collaborate with front-office and back-office teams to identify, ... experience in fraud risk management or related areas such as compliance or BSA/ AML . + Industry certifications such as Certified Fraud Examiner (CFE), Certified… more
- TEKsystems (Honolulu, HI)
- …minimizing customer losses. + Manage a team of Fraud Specialists and a Compliance Officer . + Work with cross-functional stakeholders to address fraud prevention ... of leadership experience in fraud risk management or equivalent experience in compliance , fraud, and BSA/ AML . + MUST be located in Hawai'i and be able to work… more
- Citigroup (Miami, FL)
- Job Description A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
- JPMorgan Chase (Plano, TX)
- …Organization (WKO) supports client coverage with the fulfillment of Anti-Money Laundering ( AML )/ KYC requirements. The WKO Middle Office manages a specific client ... a key player to ensuring the business is implementing and maintaining a robust AML /KYC program. As a KYC Client Service Lead within the Wholesale KYC Organization… more
- BMO Financial Group (Tempe, AZ)
- …information and/or documentation. + May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering Reporting Officer ... group and is accountable to meet all program requirements (eg, Operating Group Compliance Program, AML Program Framework). + Builds awareness, knowledge, and… more
- Dunham & Associates Investment Counsel, Inc. (Reno, NV)
- …and report any customer suspected of suspicious activity immediately to the Chief Compliance Officer ; + Comply with all appropriate regulations; + Maintain ... policies and procedures, and under the supervision of a designated Trust Officer . The Trust Associate is responsible for managing client relations, exercising… more
- DHL Express, Inc. (Washington, DC)
- …Vice President for Global Customs for DHL Global Forwarding, the Supply Chain Divisional Compliance Officer , the Vice President and Head of Customs and Trade ... tariff policy, US import laws, FMC, TSA, DOT, data protection, cybersecurity, AML , US Government contracting requirements, and other regulatory matters). + Lead on… more
- Wells Fargo (Boca Raton, FL)
- …accounts and evaluate the profitability and risk of designated portfolio + Verify compliance and report identified issues for resolution + Make decisions on complex ... updates on implementations + Develop expertise in the policies, procedures, and compliance requirements + Handle complex customer issues which include escalation and… more
- City National Bank (Los Angeles, CA)
- …will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Capital Markets and will ... leadership team. Responsibilities will encompass understanding controls required for compliance with applicable regulations, identification of relevant issues, solution… more