- JPMorgan Chase (Tampa, FL)
- …issues **Preferred qualifications, skills, and capabilities:** + Prior experience in KYC, AML , Compliance , Audit, Risk, Controls, or related fields + Familiarity ... of safeguarding JP Morgan's reputation and financial assets by ensuring strict compliance with a wide range of regulations. Through a robust Global Operating… more
- Mizuho Corporate Bank (New York, NY)
- …documented and communicated to relevant stakeholders to maintain model integrity and compliance . + Partner with the Chief Information Officer (CIO) function ... to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring… more
- ASM Global (Dallas, TX)
- …+ Regulatory, financial, and KYC support: Prepare and coordinate KYC/ AML documentation, officer attestations, secretary certificates, good-standing certificates, ... of corporate legal functions- including contract management, corporate governance, compliance , legal entity administration, and basic subpoena and litigation… more
- M&T Bank (Buffalo, NY)
- …internal risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established key risk ... timely manner. Appropriately escalate identified issues to the First Line Risk Officer and business unit management. + Develop, implement and oversee the maintenance… more
- MUFG (Tempe, AZ)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... checking all daily back office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and monitoring of workflows of… more
- BMO Financial Group (Naperville, IL)
- …to applicable corporate policies, operating directives, laws, and regulations (including risk, compliance , and AML ). Supports the US Management Committee Member ... P&BB and Wealth Management Operations and US Chief T&O Officer and is accountable to execute decision rights for...stakeholders in other areas within the Bank, including Corporate Compliance , Legal, and Lending senior leaders to ensure Bank… more
- Banc of California (Santa Ana, CA)
- …due diligence items and legal documents required to ensure accurate closings and compliance with bank and regulatory requirements and procedures. + Identify any open ... reviewing evidence of insurance to confirm coverage is in compliance with bank and regulatory requirements. May Perform final...to identify any potential issues, discuss with the Title Officer and Underwriter as to the best course of… more
- TIAA (Charlotte, NC)
- …and Communications, Product and Business Development, Retirement Solutions, Risk and Compliance , Technology, and Wealth Management. **Key Roles and Duties** + ... of Chief Administrative Office (TDOSS)** The Office of the Chief Administrative Officer orchestrates and advances the program management office to execute strategy,… more
- Citigroup (Greenburgh, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage… more
- Citigroup (Chino Hills, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more