- MUFG (Tempe, AZ)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... checking all daily back office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and monitoring of workflows of… more
- Citigroup (New York, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage… more
- Citigroup (Boca Raton, FL)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Downey, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more
- SouthEast Bank (Knoxville, TN)
- …activity + Pulling daily reports as assigned + Review and document customer activity for compliance . + Assist BSA Officer to prepare for audits and exams. + ... and document customer activity to keep the Bank in compliance with the Bank Secrecy Act and Anti Money...with the Bank Secrecy Act and Anti Money Laundering (BSA/ AML ). **ESSENTIAL FUNCTIONS:** + Assist in reviewing cash transaction… more
- Citigroup (Jacksonville, FL)
- …Wealth Solutions, etc.) + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc). Computer Skills ... reqeuests. + Coordinate with business banking team to keep customer in compliance with financial reporting and covenant requirements. + Arrange closings of renewals… more
- FirstBank PR (San Juan, PR)
- …Annual Audit Plan within the unit staff, monitoring its completion and compliance with target dates, Bank's policies and applicable regulations. Leads the execution ... specific audits with the Assistant General Auditor, Audit Supervisor and Audit Officer , including risk assessment, planning memoranda and engagement procedures. + .… more
- Newtown Savings Bank (Newtown, CT)
- …local business owners? Newtown Savings Bank is seeking an Outside business sales officer for the role of Business Relationship Banker, in the greater Shelton area, ... the Small Business Lending program. + Follow all procedures, compliance requirements, and regulations needed to ensure all sales...all products and services and follow all CIP, BSA, AML and OFAC requirements, as set forth in the… more
- Toyota (Plano, TX)
- …the acquisition and management of those assets. CRR reports to the Chief Risk Officer (CRO) and has a direct independent communication line to the Risk Committee of ... + Extensive knowledge and understanding of credit risk management and compliance framework/guidelines. + Extensive knowledge and understanding of all federal and… more