- Citigroup (O'Fallon, MO)
- …Wealth Solutions, etc.) + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... reputation and safeguarding Citigroup, its clients, and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Tempe, AZ)
- …, financial crimes risk management or related field + Strong knowledge of BSA/ AML banking regulations and financial crimes compliance laws + Experience with ... - Americas Planning and Operations - VP Reporting to the Managing Director, BSA Officer and Head of Regional Financial Crimes for the Americas (RFCO), the VP of… more
- Citigroup (Arlington Heights, IL)
- …referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- FirstBank PR (San Juan, PR)
- …Annual Audit Plan within the unit staff, monitoring its completion and compliance with target dates, Bank's policies and applicable regulations. Leads the execution ... specific audits with the Assistant General Auditor, Audit Supervisor and Audit Officer , including risk assessment, planning memoranda and engagement procedures. + .… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc). Computer Skills ... reqeuests. + Coordinate with business banking team to keep customer in compliance with financial reporting and covenant requirements. + Arrange closings of renewals… more
- Citigroup (Miami, FL)
- …and escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management ... The Business Risk Officer is a strategic professional who stays abreast...applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more
- Vibe Credit Union (Ferndale, MI)
- …and regulations as related to Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), Customer Identification Program (CIP), Customer Due Diligence (CDD) and Secure and ... Enforcement for Mortgage Licensing Act (SAFE) daily to ensure compliance with current regulations. + Serves in a lending...and procedures of lending and serving as a Loan Officer for the Credit Union. + Performs special assignments… more
- Banc of California (Santa Ana, CA)
- …nature for the department under the direction of the Chief Information Officer . + Participates in Critical Incident Management and Problem Management activities as ... to continually demonstrate knowledge of, adherence to, monitoring, and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions a high-performance ... which is a Private Side Group. A VP in DPG is a Coverage Officer responsible for primary client coverage, marketing, structuring, and pricing various fixed income… more
- Newtown Savings Bank (Newtown, CT)
- …local business owners? Newtown Savings Bank is seeking an Outside business sales officer for the role of Business Relationship Banker focusing on developing new ... the Small Business Lending program. + Follow all procedures, compliance requirements, and regulations needed to ensure all sales...all products and services and follow all CIP, BSA, AML and OFAC requirements, as set forth in the… more