- First National Bank of Omaha (Omaha, NE)
- …understand root cause and provide possible resolutions. **Risk Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe assessments. ... Understand and comply with bank policy, laws, regulations and the bank's BSA/ AML Program, as applicable to your job duties. Complete compliance training and… more
- Charles Schwab (Austin, TX)
- …and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior ... + Stays current on industry and regulatory issues and standard methodologies for AML ; imparts this knowledge to the team and the auditees. + Excellent analytical… more
- Scotiabank (OR)
- …is guided by Bank policy and receives broad direction from the Senior Manager/ Director , and general direction from the Project Manager for the projects assigned. The ... business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high-performance environment and… more
- Citigroup (Beverly Hills, CA)
- …strategic business development professional to join Citi's Law Firm Group as a Director focused on Escrow and Paying Agent solutions for law firm clients across ... paying agent services, a strong network among top law firms, and fluency in AML /KYC protocols critical to deal execution. Deposit pricing acumen and a comfort level… more
- American Express (New York, NY)
- …and non-bank payments partners. The incumbent will be working with a Director to establish a large scale, enterprise-wide program established to redesign our ... in the payments network operate in compliance with all applicable regulations, eg, AML , OFAC, PCI, etc. Work with the third-party partners to prioritize work and… more
- American Express (New York, NY)
- …and non-bank payments partners. The incumbent will be working with a Director to establish a large scale, enterprise-wide program established to redesign our ... in the payments network operate in compliance with all applicable regulations, eg, AML , OFAC, PCI, etc. Work with the third-party partners to prioritize work and… more
- City National Bank (Los Angeles, CA)
- …adhere to regulatory requirements applicable to the area being audited. - Understands fraud, BSA/ AML and general IT risks in order to identify and assess key control ... insights. * Relationship Building and Client Experience:- Supports the Audit Director proactively in their ongoing monitoring and discussions with business… more
- NCR VOYIX (Irving, TX)
- …NCRV's Global Credit Risk Group. The position reports directly to the Executive Director of Global Credit Services and holds a position of higher credit authority, ... and decision within allotted credit authority limits. + Perform KYC and AML due diligence in accordance with governmental regulations. + Risk Management: Monitor… more
- SMBC (Jersey City, NJ)
- …benefits to its employees. **Role Description** Reporting into the Managing Director , Compliance Data and Analytics, in the Compliance Department, Americas Division, ... Statistics, Analytics, or other related field). + 4 to 7 years of BSA/ AML compliance experience, particularly with data, platforms, and data management + Experience… more
- Citigroup (Tampa, FL)
- …also supporting the global QA team. The role reports to the QA Director in New York. **Responsibilities:** + Responsible for executing, documenting, and delivering ... Credit Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML , AB&C, Sanctions and Consumer Regulations. + Strong understanding of… more