- UMB Bank (Kansas City, MO)
- …of FX spot, forward, swap, and option transactions. Reconciliation & Investigations + Perform daily reconciliations of nostro/vostro accounts and investigate ... adherence to internal risk controls, operational procedures, and anti-money laundering ( AML ) / sanctions screening requirements. + Escalate unusual activity or… more
- City National Bank (Newark, DE)
- …This includes adherence to all internal and external requirements related to OFAC, AML , CTR, EDD and all other applicable compliance related functions as appropriate ... transactions to KYC Department for enhanced due diligence or Compliance Investigations for potential Suspicious Activity Reporting as required under BSA regulations… more
- MUFG (Tampa, FL)
- …and functions as a unique First Line of Defense team responsible for conducting investigations of Trade Finance activities escalated due to one or more AML ... effective and efficient operations + Develop in-depth comprehension of an established AML Red Flag inventory **Qualifications:** + 3+ years of experience working in… more
- First Horizon Bank (Asheboro, NC)
- …The position is responsible for performing complex confidential research and investigations of money laundering and other financial crimes. Must have in-depth ... knowledge of BSA/ AML /OFAC regulations. **ESSENTIAL DUTIES AND RESPONSIBILITIES** + Monitor all...financial institution experience + 5 - 10 years of BSA/ AML experience **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6… more
- CGI Technologies and Solutions, Inc. (Charlotte, NC)
- …role will gain valuable experience in the financial compliance domain (KYC/ AML ) and have opportunities for growth through hands-on configuration, workflow design ... and Json used within the FenX framework. * Understanding of CLM, KYC, AML and regulatory compliance processes in banking. * Strong communication skills and… more
- CIBC (Chicago, IL)
- …Security, Third Party Governance Office, Fraud Management, Corporate Investigations , Deposit Operations, Loan Operations, Business Continuity Management, Operational ... to mitigate risk exposures and control gaps. Lead all Internal Audits, Compliance Exams, AML / CEEP, and GORM Reviews for the LOB regarding audit scope review &… more
- SMBC (Sacramento, CA)
- …314(b) responsibilities. + Communicates findings, status, open issues, and other AML -related items to management regularly. + Communicate effectively with peers, ... special projects that are both systems related or involve special investigations or reviews. **POSITION SPECIFICATIONS:** + Education: Bachelor's Degree or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible for ensuring adherence to OFAC and international ... translate evolving requirements into internal controls and procedures + Collaborate with AML , Legal, Risk, and Business teams to embed sanctions awareness into… more
- FirstBank PR (San Juan, PR)
- …and refine processes and procedures. Accountable for adhering to the Bank's BSA, AML and Office of Foreign Asset Control (OFCA) applicable policies. Employee must ... the Bank's processes and comply with any mandatory BSA, AML and OFAC training assigned. What You'll Need to...management. + Prepare and present detailed reports on fraud investigations and taskforce activities to senior management and relevant… more
- Robert Half Accountemps (Davenport, IA)
- …+ 1+ years of experience in banking, financial institutions, or fraud investigations preferred. + Familiarity with BSA/ AML compliance, fraud mitigation, or ... to resolve cases. + Prepare concise reports that summarize investigations , findings, and recommendations. + Collaborate with charter-specific investigators and… more