- SMBC (Sacramento, CA)
- …testing strategies and related documentation. + Demonstrated expertise in AML program requirements including, KYC, transaction monitoring, investigations ... Compliance Department. FCC is responsible for designing and maintaining the Bank's BSA/ AML , Sanctions, and Fraud Programs to ensure compliance with all applicable… more
- Capital One (Richmond, VA)
- Principal Process Manager, AML Procedural and Operational Excellence As a Principal Process Manager in Capital One's Anti-Money Laundering ( AML ) department, you ... in delivering business solutions that drive consistency and resiliency to the AML program. In this position you will contribute immediately while strengthening your… more
- Guardian Life (Bethlehem, PA)
- …**You will** + Conduct all aspects of complex internal and external investigations including interpreting allegations, collecting relevant data in support of fact ... such as private investigators, law enforcement, and forensic experts to support investigations and ensure the accuracy and credibility of evidence. + Prepare… more
- Raymond James Financial, Inc. (Denver, CO)
- …ensuring timely and high-quality completion of daily alert reviews and investigations . + Oversee end-to-end fraud monitoring processes, including alert triage, ... and external partners (eg, financial institutions, law enforcement) to support investigations and recovery efforts. + Monitor (and develop, as needed) team… more
- Dickinson Financial Corporation (Kansas City, MO)
- …relevant domain. + Minimum of 3-4 years of hands-on experience conducting investigations in BSA/ AML compliance. Required. + Strong understanding of ... supporting the oversight and execution of Dickinson Financial Corporation's ("DFC") BSA/ AML Program within the Banking-as-a-Service (BaaS) segment. Reporting to the… more
- M&T Bank (Buffalo, NY)
- …continuous auditing, product delivery assessments, validation procedures, investigations , and retrospective reviews) utilizing modernized assurance methodologies, ... tools, and approaches and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and root cause. Communicate findings to Bank management in a timely fashion. + Partner with stakeholders, business management and Risk… more
- HSBC (New York, NY)
- …or suspected fraud, money laundering, terrorist financing activities and other relevant investigations based on the Financial Crime Investigations (FCI) policies ... of investigative cases. As our Assistant Vice President Financial Crime Investigations , you will: + Develops and demonstrates proficiency in conducting financial… more
- Truist (Richmond, VA)
- …Information Systems Auditor, or Certified Public Accountant. **Preferred Qualifications:** 1. BSA/ AML experience specific to investigations , sanctions, KYC and ... transaction monitoring. 2. Fraud background. 3. Time management. 4. Certified Anti-Money Laundering Certification (CAMS). 5. Advanced degree. 6. Possess knowledge of Truist Audit Services audit software and business specific software. **General Description of… more
- American Express (Sandy, UT)
- …will be tasked with creating, maintaining and delivering all GFCSU/USIU Investigations -related Procedures and Training Material ( AML , Screening, Enhanced Due ... Express's Global Financial Crimes Surveillance Unit (GFCSU) and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), in partnership… more
- New York State Civil Service (Albany, NY)
- …alerts/ investigations ;* Solid knowledge of Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ), Sanctions (OFAC), and related laws, regulations, guidance, and best ... Certified Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist, Advanced AML Audit Certification, Advanced Financial Crimes Investigations … more