- CIBC (Boston, MA)
- …the client experience. + Experience completing private placement subscription documents and KYC / AML procedures preferred. + A genuine desire and capability to ... work in a professional and inclusive environment which requires teamwork, exceptional problem-solving skills, frequent re-prioritization , ongoing and comprehensive communication, constant attention to detail, and a commitment to continuous improvement and… more
- Citigroup (Palo Alto, CA)
- …to client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client ... records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with… more
- Citigroup (Boca Raton, FL)
- …follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC / AML and other compliance norms are strictly adhered to + Partner ... with all roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and… more
- Citigroup (New York, NY)
- …and other relevant information to the Banker + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- Wells Fargo (Charlotte, NC)
- …Confirm desk positions, monitor exposures of counterparty credit limits, and verify KYC / AML /Tax onboarding requirements for all customers + Create and maintain ... relationships with trading counterparts, external legal counsel, administrative agents, and many Wells Fargo support partners + Strengthen regulatory controls and process automation initiatives in high-volume credit environments. **Required Qualifications:** +… more
- Bank of America (New York, NY)
- …of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + Excellent communications and presentation skills + Strong ... analytical and problem solving skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products (letters of credit/standby letters of credit) + Proficient… more
- First Horizon Bank (Birmingham, AL)
- …is obtained prior to closing in accordance with requirements + Obtain necessary KYC / AML documentation + Verify that all compliance issues have been addressed ... + Obtain collateral perfection documentation in accordance with EF Lien Perfection Policy + Determine when executed transaction documentation acceptable for closing a loan and communicate the appropriate personnel that loan cannot be closed until all… more
- MongoDB (Palo Alto, CA)
- …+ Support the maintenance and updating of banking documentation, ensuring compliance with KYC / AML regulations + Collaborate with Internal Audit, IT Security, and ... Legal teams on Treasury-related compliance matters 4. Banking Relationships + Support the Director of Treasury in managing global banking relationships, including evaluating service levels and pricing **Qualifications** + Education: Bachelor's degree in… more
- Citigroup (New York, NY)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC / AML and other compliance norms + Partner with all roles on branch ... team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- JPMorgan Chase (New York, NY)
- …& Control framework is maintained with an ongoing focus on adherence to KYC , AML , Reputation Risk, and other standards. **Required qualifications, capabilities, ... and skills:** + Proven ability to build and develop client relationships + Fluency (speaking and writing) in English and Japanese with strong communication skills + Track record managing complex multi-product and multi-country opportunities + Comprehensive… more