- Robert Half Accountemps (Jersey City, NJ)
- …including investor subscriptions, redemptions, transfers, and documentation review (including KYC / AML ). + Conduct completeness and quality assurance reviews ... of investor activity and fund changes. + Partner across the Investor Relations and AIS departments to ensure all processes align with internal risk management and compliance standards. + Support and execute system implementations, data migrations, and change… more
- JPMorgan Chase (New York, NY)
- …Maintain a robust risk and control framework, ensuring ongoing adherence to KYC , AML , Reputation Risk, and other regulatory standards **Required Qualifications, ... Capabilities, and Skills** + Proven ability to build and develop client relationships + Fluency in **English and Mandarin** (speaking and writing), with strong communication skills + Demonstrated experience managing complex, multi-product, and multi-country… more
- City National Bank (New York, NY)
- …timely and accurately to inquiries from the Bank's Financial Intelligence Unit ( KYC / AML ) and/or other Support Unit's regarding client transactions and account ... activity. * Comply with all Bank policies and procedures and ensure adherence to the Bank's regulatory requirements. * Client Services * Act as primary liaison between the client and all areas of the bank. Perform follow up with all client requests to ensure… more
- JPMorgan Chase (New York, NY)
- …strong Risk & Control framework is maintained with an ongoing focus on adherence to KYC , AML , Reputation Risk, and other standards + Guide and mentor the Analyst ... or Associate supporting the client portfolio to help them develop their banking knowledge, technical, product and client facing skills to become junior bankers over time Required qualifications, capabilities, and skills + Excellent written and oral… more
- Citigroup (Boca Raton, FL)
- …follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC / AML and other compliance norms are strictly adhered to + Partner ... with all roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and… more
- Citigroup (New York, NY)
- …and other relevant information to the Banker + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- First Horizon Bank (Birmingham, AL)
- …is obtained prior to closing in accordance with requirements + Obtain necessary KYC / AML documentation + Verify that all compliance issues have been addressed ... + Obtain collateral perfection documentation in accordance with EF Lien Perfection Policy + Determine when executed transaction documentation acceptable for closing a loan and communicate the appropriate personnel that loan cannot be closed until all… more
- MongoDB (Palo Alto, CA)
- …+ Support the maintenance and updating of banking documentation, ensuring compliance with KYC / AML regulations + Collaborate with Internal Audit, IT Security, and ... Legal teams on Treasury-related compliance matters 4. Banking Relationships + Support the Director of Treasury in managing global banking relationships, including evaluating service levels and pricing **Qualifications** + Education: Bachelor's degree in… more
- Citigroup (New York, NY)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC / AML and other compliance norms + Partner with all roles on branch ... team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- JPMorgan Chase (New York, NY)
- …& Control framework is maintained with an ongoing focus on adherence to KYC , AML , Reputation Risk, and other standards. **Required qualifications, capabilities, ... and skills:** + Proven ability to build and develop client relationships + Fluency (speaking and writing) in English and Japanese with strong communication skills + Track record managing complex multi-product and multi-country opportunities + Comprehensive… more