- Byline Bank (Chicago, IL)
- …client onboarding framework, bridging Bank Secrecy Act / Anti-Money Laundering (BSA/ AML ) requirements with business units across the organization. This role ensures ... workflows, strengthening Customer Identification Program (CIP) and Know Your Customer ( KYC ) controls, and integrating customer data into enterprise systems. By… more
- BlackRock (New York, NY)
- …process; + Manage and coordinate execution of legal agreements; + Assist with KYC /Anti-Money- Laundering ( AML ) requests; + Perform other related tasks and ... support ad hoc projects as necessary. **Qualifications:** + 4-6 years of relevant experience within a similar function as a corporate secretary or legal assistant; preferably coming out of an investment manager, law firm, or similar financial services firm… more
- Zions Bancorporation (Midvale, UT)
- …to manage the Financial Crimes Operations teams consisting of CTR; AML Surveillance & Investigations; Fraud Case Management and Investigations; and Enhanced ... Due Diligence/CDD/ KYC . These teams are predominantly in-office. . Reports directly.... Manage process and procedures to ensure compliance with BSA/ AML regulations. . Support various divisions of the Financial… more
- Citigroup (Florence, KY)
- …and accountability while leading efforts to identify, anticipate and mitigate AML , Sanctions and Ant-Bribery regulatory, reputational, and operational risks. The ... Financial Crimes Policy Adherence AML Transaction Monitoring/Currency Transaction Reporting Risk Analyst is a senior-level position responsible for supporting… more
- City National Bank (Newark, DE)
- …Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... new and/or updates policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide....Minimum 3 years of experience with BSA regulations concerning KYC , EDD, Financial crime investigations and regulatory reporting. *… more
- Santander US (Miami, FL)
- …Sr. Client Onboarding Analyst is responsible reviewing account opening documentation, KYC information, and conducting CIP, due diligence and negative media analysis ... Responsibilities:** * Conducts account opening documentation review and validation, including KYC , information, source of funds, wealth, and negative media searches… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform due diligence on new clients based on risk rating ... Advisor's organization structure as well as determine when full KYC Onboarding is required versus streamlined KYC ...efficiency of all documentation required to adhere to both AML and regulatory requirements + Liaise with internal groups… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to implement Customer Identification Program ("CIP") requirements in compliance with AML rules and regulations. Leads projects of moderate scope and complexity ... process, including documentation collection and validation, to ensure compliance with AML rules and regulations. * Review existing and prospective client accounts… more
- Capgemini (Alpharetta, GA)
- …+ 6+ years of product management experience in financial crime compliance (FCC), AML , fraud detection, or regulatory technology (RegTech). + Experience with AML ... compliance reporting. + Strong understanding of financial crime risk management, AML solutions, and transaction monitoring platforms. + Familiarity with regulatory… more
- City National Bank (Charlotte, NC)
- …. Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... and/or updates to policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide....in a BSA/OFAC specific role (such as those involving KYC , EDD, financial crime investigations, compliance) at a financial… more