- City National Bank (Newark, DE)
- …Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... new and/or updates policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide....Minimum 3 years of experience with BSA regulations concerning KYC , EDD, Financial crime investigations and regulatory reporting. *… more
- Santander US (Miami, FL)
- …Sr. Client Onboarding Analyst is responsible reviewing account opening documentation, KYC information, and conducting CIP, due diligence and negative media analysis ... Responsibilities:** * Conducts account opening documentation review and validation, including KYC , information, source of funds, wealth, and negative media searches… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform due diligence on new clients based on risk rating ... Advisor's organization structure as well as determine when full KYC Onboarding is required versus streamlined KYC ...efficiency of all documentation required to adhere to both AML and regulatory requirements + Liaise with internal groups… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to implement Customer Identification Program ("CIP") requirements in compliance with AML rules and regulations. Leads projects of moderate scope and complexity ... process, including documentation collection and validation, to ensure compliance with AML rules and regulations. * Review existing and prospective client accounts… more
- Capgemini (Alpharetta, GA)
- …+ 6+ years of product management experience in financial crime compliance (FCC), AML , fraud detection, or regulatory technology (RegTech). + Experience with AML ... compliance reporting. + Strong understanding of financial crime risk management, AML solutions, and transaction monitoring platforms. + Familiarity with regulatory… more
- City National Bank (Charlotte, NC)
- …. Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... and/or updates to policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide....in a BSA/OFAC specific role (such as those involving KYC , EDD, financial crime investigations, compliance) at a financial… more
- MUFG (Irving, TX)
- …this position will be responsible for providing strategic execution of the AML control globally for MUFG. **Major Responsibilities:** + In connection with the ... program - + Develop mathematical or statistical theory/models to interpret customer KYC data and historical transaction data to group customers and non-customers… more
- Banco Popular Puerto Rico (San Juan, PR)
- …scenario variables/macroeconomic forecasting models, Bank Secrecy Act (BSA) / Anti Money Laundering ( AML ) and fraud system rules, etc. which are used to assess the ... tests, documents, implements, and/or oversee usage of advanced quantitative/statistical and AML models. The statistical models are utilized in forecasting of the… more
- Wells Fargo (Charlotte, NC)
- …team of managers within Operations, focusing on data quality across Know-Your-Customer ( KYC ) domains. This role is critical to ensuring compliance with enterprise ... when implementing change and develop mitigation strategies. + Ensure adherence to BSA/ AML standards, CIP, and CDD requirements across all operational pillars. +… more
- Mastercard (Harrison, NY)
- …Role * Define and execute Open Finance compliance strategy for the US, including BSA/ AML , OFAC, GLBA, CFPB Open Banking rule, and state privacy laws (CCPA/CPRA). * ... of compliance systems, tools, and controls, including transaction monitoring and KYC processes. * Manage regulatory relationships and support audits, exams, and… more