- Mastercard (Harrison, NY)
- …Role * Define and execute Open Finance compliance strategy for the US, including BSA/ AML , OFAC, GLBA, CFPB Open Banking rule, and state privacy laws (CCPA/CPRA). * ... of compliance systems, tools, and controls, including transaction monitoring and KYC processes. * Manage regulatory relationships and support audits, exams, and… more
- Scotiabank (Dallas, TX)
- …and state statutes/regulations governing Bank Secrecy Act ("BSA") and Anti-Money Laundering (" AML ") and the USA PATRIOT Act. **What You'll Do** + Review alerts ... activity. + Liaise with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation and ensure that the… more
- ManpowerGroup (New York, NY)
- …the Job?** + Conduct quality assurance and quality control assessments on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure ... compliance with AML regulations. + Collaborate with team members to identify...in a relevant field. + Experience in QA/QC of KYC (CDD/EDD) and/or Transaction Monitoring. + Strong analytical and… more
- City National Bank (Newark, DE)
- …This includes adherence to all internal and external requirements related to OFAC, AML , CTR, EDD and all other applicable compliance related functions as appropriate ... which may include escalating to management, referring client transactions to KYC Department for enhanced due diligence or Compliance Investigations for potential… more
- Robert Half Finance & Accounting (Blue Ash, OH)
- …or suspicious activities. * Investigate and escalate potential anti-money laundering ( AML ) concerns based on established typologies. * Perform detailed client ... automation and standardization. Requirements * Strong knowledge of anti-money laundering ( AML ) principles and regulations. * Proficiency in Microsoft Excel for data… more
- Mizuho Corporate Bank (New York, NY)
- …to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring ... Monitoring, Transaction and Name Screening, and Know Your Customer (" KYC ") Programs, ensuring that all data is accurately captured...Execute the model risk framework and standards for the AML and Sanctions models in accordance with the Mizuho… more
- MUFG (Tampa, FL)
- …laws and regulations across anti-bribery and corruption (ABC); anti-money laundering ( AML ); benchmark rates; financial crimes (eg, violations of sanctions and Office ... or the Financial Conduct Authority in the UK); know your customer ( KYC ) laws, rules, and regulations; surveillance (transactions); Market Abuse Regulation (EU); and… more
- M&T Bank (Bloomsburg, PA)
- …Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) processes and related activities. Identify and escalate cases ... of suspected fraud. Resolve and accurately log all customer complaints in the appropriate system. Review, approve and help resolve Consumer and Business Banking customer overdrafts. Accurately complete customer transactions. Complete related operational… more
- M&T Bank (Peterborough, NH)
- …and wire transfer activities). Process customer/account maintenance accurately. Complete Consumer AML (Anti-Money Laundering)/BSA (Bank Secrecy Act)/ KYC (Know ... Your Customer related activities. Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. Promote an environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal… more
- MUFG (Jersey City, NJ)
- …Project Management experience in the areas below is preferred: + Financial Crimes Compliance ( AML / Sanctions / Privacy related) + Know Your Customer ( KYC ... related) + Risk Management (Operational Risk / Third Party Risk related) + Financial Management (Accounting / General Ledger related) + Project Management Professional (PMP), Lean, Agile, or Six Sigma certification preferred + Master's Degree or MBA is a plus… more