- Scotiabank (New York, NY)
- …the group's objectives and deadlines are met. Acts as a culture carrier, monitoring adherence to policies and escalating as required. + Comprehends and adheres to ... to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under… more
- KeyBank (Buffalo, NY)
- …gathering, methodology/technique selection, performance assessment, documentation, and ongoing monitoring . **ESSENTIAL JOB FUNCTIONS** + Under manager's oversight, ... hoc analytics to address financial crime compliance needs in AML /BSA/OFAC + Research, compile and evaluate large sets of...at least 3 years of relevant experience, preferred in AML /BSA, OFAC, or fraud modeling/analytics; 4 years with bachelor's… more
- PennyMac (Carrollton, TX)
- …ensure the Company is operating in compliance with applicable Anti-Money Laundering ( AML ) requirements as well as policies and procedures, by coordinating and ... leaders in the performance of control evaluations, risk assessments, and other monitoring activities + Analyze line of business compliance of mortgage lending… more
- MUFG (Tampa, FL)
- …laws and regulations across anti-bribery and corruption (ABC); anti-money laundering ( AML ); benchmark rates; financial crimes (eg, violations of sanctions and Office ... services firms * Prior experience implementing continuous auditing and/or risk monitoring processes preferred * Prior experience in data processing, database… more
- US Bank (Minneapolis, MN)
- …risk through pre-implementation validations, periodic validations and monitoring activities that independently challenge conceptual design/methodology, reference ... concurrently + Experience with regulatory guidance (OCC 2011-12, Basel, CCAR, CECL, AML /BSA) + Familiarity with vendor platforms such as: QRM, Polypaths, Yield Book,… more
- First National Bank of Omaha (Omaha, NE)
- …Bank's Customer Identification Program and Customer Due Diligence Policy. + Identifying, monitoring , and reporting suspicious activity. + Completing BSA/ AML and ... procedures within retail lockbox department. Understand and comply with the Bank's BSA/ AML Program; adhere to all bank policy, laws, and regulations applicable to… more
- First National Bank of Omaha (Omaha, NE)
- …1. First-Line Risk Management - Independent risk oversight, assessment, and monitoring across all wealth activities 2. Compliance Leadership - Comprehensive ... **First-Line Risk Management and Oversight** Independent Risk Assessment & Monitoring + Conduct comprehensive risk assessments across wealth management activities… more
- City National Bank (Newark, DE)
- …manages a team of BSA Risk Analysts to execute the BSA/OFAC Testing/ Monitoring Program, primarily to conduct testing on BSA/OFAC functions and controls, analyze ... results of testing performed, validate BSA/OFAC compliance monitoring conducted by 1LOD, and effectively communicate testing/ monitoring results to the BSA Risk… more
- US Bank (Charlotte, NC)
- …report to the Enterprise Financial Crimes Compliance Financial Intelligence Unit Monitoring Management & Development team. The candidate will develop, validate, ... artifacts . Model performance assessments . Documentation of model implementation and monitoring procedures . Business requirements for model integration . Ongoing … more
- Bank of America (Scranton, PA)
- …for ensuring operational data is fit for purpose, defining controls, and monitoring processes are in adherence to enterprise data management standards. Key ... Sanctions Screening Center of Excellence: The Center of Excellence for economic sanctions monitoring is part of Global Payment Operations (GPO). GPO is the central… more
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