- SMBC (New York, NY)
- …of governance structures and risk oversight processes. + Ensure compliance with AML , KYC, and transaction monitoring regulations, including NACHA guidelines. + ... understanding of operational risk, financial crime prevention, and regulatory frameworks ( AML , KYC, NACHA). + Familiarity with cash management products and services.… more
- Ankura (TX)
- …experience in one or more of the following: regulatory compliance & AML program enhancements, transaction monitoring , sanctions, fraud alert surges, ... investigations, compliance, operations, and controls + 15+ years' experience in anti-financial crimes, gained in global accounting firms, and/or specialized forensic accounting and investigatory services firms + Proven history of working on complex accounting… more
- TD Bank (New York, NY)
- …**Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Transaction Monitoring & Investigations **Reports to:** Director, Financial Crime Risk ... policies and practices. + Provide advisory and oversight support to the Transaction Monitoring and Investigations teams. + Provide advice to the business and FCC… more
- Banc of California (Santa Ana, CA)
- …enhancement projects and serve as an advisor to the front lines on BSA/ AML related inquiries and policy questions. Additionally, the BSA/OFAC Governance and ... Monitoring Director is responsible for the BSA/OFAC QA function...to ensure that processes and work products produced by AML and Operations and KYCs from the front line… more
- Deloitte (Pittsburgh, PA)
- …properly delegate and meet deadlines. + Demonstrated experience related to AML , Know-Your-Customer (KYC), Transaction Monitoring , and Sanctions data, technology, ... and emerging technologies to solve complex regulatory risk and AML challenges. + Use an intelligence led approach to...challenges. + Use an intelligence led approach to transaction monitoring and challenge the existing TM landscape. + Enhance… more
- American Express (Phoenix, AZ)
- …Credit and Model risks are properly evaluated and monitored, and Anti-Money Laundering ( AML ) risks are mitigated through the transaction monitoring program. In ... Express. **Team Overview:** **Global Credit & Model Risk Oversight, Transaction Monitoring & GRC Capabilities (CMRC)** provides independent challenge and ensures… more
- Oriental Bank (San Juan, PR)
- The Analyst, Bank Secrecy ( Monitoring ) evaluates sensitive information concerning customer account activity including transactional data to prevent and assess if ... based in San Juan, PR. MAJOR DUTIES & RESPONSABILITIES: + Responsible for monitoring the bank's customers for suspicious transactions by conducting reviews using an… more
- Wells Fargo (Minneapolis, MN)
- …Sanctions regulations and financial crimes risk. + Experience in auditing Transaction Monitoring risks and controls in accordance with BSA/ AML regulations and ... Fargo lines of business. FiCAT oversees, manages, and executes BSA/ AML /OFAC related audits across Wells Fargo lines of business,...oversee assigned audits + Provide timely feedback, coaching and monitoring of audit work and staff + Develop and… more
- SMBC (Jersey City, NJ)
- …testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual Plan efforts with ... regulations with specific emphasis on Bank Secrecy Act/Anti-Money Laundering ("BSA/ AML "), Sanctions Compliance, Anti-Bribery and Corruption ("ABC"), and Anti-Fraud… more
- CIBC (Chicago, IL)
- …the system to build the client profile. + ** Monitoring ** **& Reporting** **:** Monitoring and clearing AML loan exception items, as well as tracking other ... exception reports like document exceptions, reimbursable fees, and past due reports. Pulling EOY reports (1098's and 1099's). + **Loan Maintenance & Support:** Processing a wide range of loan-related transactions, including payments, reversals, accrual… more