- Huntington National Bank (Columbus, OH)
- …of written supervisory procedures, training, testing, information barriers, surveillance and AML compliance with a focus on Investment Banking, Public Finance, M&A ... Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment banking/M&A at like size or… more
- City National Bank (Beverly Hills, CA)
- *PRIVATE BANKING OFFICER I* WHAT IS THE OPPORTUNITY? Provides day-to-day servicing for Private Banking clients, relieving Client Managers and/or Private Bankers from ... and accurately to inquiries from the Bank's Financial Intelligence Unit (KYC/ AML ) and/or other Support Unit's regarding client transactions and account activity.… more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. **Position Summary:** The Client Service Officer will act as a point of contact for Transaction Banking of the ... that support the Bank's Risk Vision, including the Bank's anti-money laundering ( AML ), Bank Secrecy Act (BSA), and other relevant operational, compliance and other… more
- Arena Investors LP (Jacksonville, FL)
- …Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the compliance team and ... platform; . Maintenance of restricted trading list and watchlist; . AML /KYC risk-assessment and due-diligence; . Service provider due-diligence; . Portfolio… more
- Robert Half Legal (San Francisco, CA)
- …HMDA), consumer protection laws (TCPA, CCPA/CPRA), and financial regulations ( AML /BSA). Responsibilities: + Provide day-to-day support with cross-functional partners ... knowledge and application of laws and regulations including HMDA, ECOA, FCRA, and BSA/ AML preferred + Ability to work with and communicate effectively with cross… more
- Citigroup (Beverly Hills, CA)
- …paying agent services, a strong network among top law firms, and fluency in AML /KYC protocols critical to deal execution. Deposit pricing acumen and a comfort level ... speaking to rate strategies with law firm clients is essential. Most importantly, you must have a bias toward simplifying complexity, delivering streamlined solutions to time-sensitive, deal-focused clients.** **You'll have the backing of a global platform, a… more
- Banc of California (Durham, NC)
- …Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, ... state and federal) and Community Reinvestment Act (CRA). + Security generalist, someone that thrives in fast-paced environments with diverse technologies, but can dive deep on your domain(s) expertise. + Interested in solving security challenges through… more
- City National Bank (Charlotte, NC)
- …AML and KYC Bank wide as well as internally. * As designated by the BSA Officer , acts as a BSA, AML , OFAC and KYC regulatory consultant throughout the Bank. ... matters of regulatory or legal initiatives, requirements, issues or concerns related to BSA, AML , KYC and OFAC so that timely and necessary enhancement to the Bank's… more
- Citigroup (New York, NY)
- …Escrow Sales Lead, in what can be described as a Junior Business Development Officer (BDO) role. **The Opportunity:** As an integral part of our escrow business ... ecosystem. You will work alongside a seasoned M&A Escrow Business Development Officer , focusing on building strong relationships with law firm associates who are… more
- City National Bank (Wilmington, DE)
- …Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... new and/or updates policy and procedures related to BSA, AML , OFAC and the USA PATRIOT Act Bank wide....service. Functions as a backup to the BSA Risk Officer in specific areas as necessary. WHAT WILL YOU… more