- FirstBank PR (San Juan, PR)
- …specific audits with the Assistant General Auditor, Audit Supervisor and Audit Officer , including risk assessment, planning memoranda and engagement procedures. + . ... and understanding of regulatory matters within the banking industry (eg, BSA/ AML /OFAC, fair lending, consumer protection, etc . Licenses and certifications required:… more
- Toyota (Plano, TX)
- …Operations Manager, the Director of Anti-Financial Crimes Compliance and the Chief Compliance Officer . **What you bring** + Four-year college degree (BA or BS) in ... + Skills/Hands on Technical proficiency: Quality Assurance for SAR Writing and AML experience + Additional Certifications: ex. CPA or PMP **What we'll bring**… more
- Citigroup (San Francisco, CA)
- …appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage ... adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team… more
- Toyota (Plano, TX)
- …the acquisition and management of those assets. CRR reports to the Chief Risk Officer (CRO) and has a direct independent communication line to the Risk Committee of ... regulatory guidance applicable to Banking institutions (eg, Reg W, Reg O, Reg Z, AML , etc.). + Data extraction tools, eg, SQL, Snowflake + Data analysis tools, eg,… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …possible changing situations, needs and desired benefits, communicate information to relationship officer . + Ensure respective databases are accurate and up to date ... procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc). Computer Skills - + Knowledge of basic computer operations. +… more
- First National Bank of Omaha (Fort Collins, CO)
- …future success. **Risk Governance and Compliance** + Serve as a senior risk officer across the Wealth division, ensuring compliance with all applicable SEC, FINRA, ... and comply with bank policy, laws, and FINRA / SEC regulations, and the bank's BSA/ AML Program, as applicable to your job duties. **Why Join Us** This is a rare… more
- MUFG (Tempe, AZ)
- …- Americas Planning and Operations - VP Reporting to the Managing Director, BSA Officer and Head of Regional Financial Crimes for the Americas (RFCO), the VP of ... financial crimes risk management or related field + Strong knowledge of BSA/ AML banking regulations and financial crimes compliance laws + Experience with regulatory… more
- MUFG (Tempe, AZ)
- …checking all daily back office operations of the Supply Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and monitoring of workflows of ... and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's operations. Ensure the Staff… more
- Banc of California (Santa Ana, CA)
- …and survey if applicable to identify any potential issues, discuss with the Title Officer and Underwriter as to the best course of action; Request revisions directly ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- American Express (New York, NY)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, ... to regulated financial institutions and / or consumer products and AML / Anti-Corruption/BSA. + Experience with audit, compliance, risk, regulatory management, law,… more