- American Express (New York, NY)
- …Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, ... to regulated financial institutions and / or consumer products and AML / Anti-Corruption/BSA. + Experience with audit, compliance, risk, regulatory management, law,… more
- Scotiabank (New York, NY)
- …which is a Private Side Group. A VP in DPG is a Coverage Officer responsible for primary client coverage, marketing, structuring, and pricing various fixed income ... business controls to meet obligations with respect to operational, compliance, AML /ATF/sanctions and conduct risk. + Champions a high-performance environment and… more
- Newtown Savings Bank (Newtown, CT)
- …local business owners? Newtown Savings Bank is seeking an Outside business sales officer for the role of Business Relationship Banker focusing on developing new ... Maintain current knowledge of all products and services and follow all CIP, BSA, AML and OFAC requirements, as set forth in the Bank's policies, procedures and… more
- Citigroup (Miami, FL)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... to Senior Management and partners including, but not limited to, Compliance, Legal, AML , Regional Business Risk, Regional COO and Sales Management + Assist with… more
- Truist (Charlotte, NC)
- …the completeness and accuracy of remediation artifacts. 6. Support Issues Assurance Officer in the identification of themes in remediation to incorporate into issues ... Risk Management Organization business area, eg, Model Risk, Compliance, Information Risk, AML , Credit Risk, Operational Risk. 2. Subject matter expertise in issue or… more
- Citigroup (Washington, DC)
- …more targeted comprehensive reviews. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence to the ... those who fail to maintain these standards. **Qualifications:** + Expertise of AML and Sanctions regulations, risks and typologies + Expertise of Compliance laws,… more
- Citigroup (Arlington Heights, IL)
- …but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads. + Manage ... and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance norms are strictly adhered to + Partner with all… more
- Citigroup (Jacksonville, FL)
- …but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , Digital Wealth Solutions, etc.) + Manage client follow-up and adhere to all ... Regulatory and Compliance operating procedures + Ensure that KYC/ AML and other compliance norms are strictly adhered to + Appropriately assess risk when business… more
- Shuvel Digital (Pensacola, FL)
- …credit union. + Strong working knowledge of credit union regulations (eg, NCUA, BSA/ AML , Reg E, UDAAP, Fair Lending). + Strong understanding of business and ... and relationship-building across functions. + NCCO (NAFCU Certified Compliance Officer ) certification strongly preferred; other certifications such as CUCE or… more
- City National Bank (Los Angeles, CA)
- …will work directly with the City National Bank's ("CNB") Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Capital Markets and will ... and PowerPoint *Additional Qualifications* * Familiarity with regulatory requirements (eg AML /KYC in Trade, UPC600, Dodd-Frank, Reg W) * Prior experience covering… more